| Document Date: 2012-05-04 16:58:02
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City Nassau / / Country Bahamas / / / / IndustryTerm business telephone number / banking / adequate indemnity insurance / securities law / companies law / risk management systems / / Organization Authorizations Department Securities Commission / / Person Charlotte Streets / / / Position senior officer / director and officer / Principal Banker Custodian / Registrar / Registered Firm General / Chief Executive Officer Treasurer / auditor / representative / Chief Executive Officer / the Compliance Officer / Governor / Chief Executive Officer and Treasurer / Chief Executive Officer and the Treasurer / director / officer / senior official / Chief Executive Officer / Compliance Officer / / URL www.scb.gov.bs / /
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Form - 8 SIR/AD/RFF/VI MARCH 2012 SECURITIES INDUSTRY REGULATIONS 2012 SCHEDULE 2 (Regulation 37)