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Business / Investment Policy Statement / Exempt market dealer / Rate of return / Financial adviser / Operational due diligence / Principal at risk notes / Investment / Finance / Financial economics


INTRODUCTION As an ombudsman office, our role is to investigate complaints with a view to resolving them in a manner that is fair and reasonable in all the circumstances. In accordance with our Terms of Reference, when d
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Company

S&P TSX Composite U.S. / Growth & Income Medium Canada / P 500 Global / MSCI World International / /

Country

Canada / /

Currency

USD / /

Event

Person Communication and Meetings / Dividend Issuance / /

IndustryTerm

case law / good financial services / financial services / /

MarketIndex

S&P 500 / TSX 60 / /

Organization

Mutual Fund Dealers Association / Investment Industry Regulatory Organization of Canada / Government of Canada / /

Position

external legal counsel / advisor / analyst / investment advisors / dealer / advisors / current investment advisors / investment advisor / branch manager / /

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