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Microsoft Word - CSA Enforcement Report-October[removed]to March 31 2007_cle…
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Document Date: 2011-09-29 13:23:02

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Ottawa / /

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Canada / /

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USD / /

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securities law violations / potential securities law violations / securities law contraventions / /

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Edward Island / /

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IDA M FDA RS CSF / James Harvey Cameron / E. Carroll Claude Lavigne Alain Zubrzycki / Robert E. Carroll / Thomas Kim Seto / Robert Jones Gilbert Chartrand Sheldon / IDA CSF MX / Alexandre Lauzière Robert / Gilbert Chartrand Sheldon Stephen Zelitt / Jurgen von Anhalt / Alain Zubrzycki Emilia von Anhalt / Marie-Josée Girard Martial Rolland Robert / /

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Alberta / Quebec / British Columbia / Ontario / /

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