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Mandatory Document RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS as prescribed by SEBI and Stock Exchanges 1. The client shall invest/trade in those securities/ contracts/ other instruments admitted to
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Document Date: 2014-03-12 04:31:53


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File Size: 78,43 KB

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Company

Clearing House/Clearing Corporation / /

Event

Bonus Shares Issuance / Bankruptcy / Product Issues / Product Recall / /

IndustryTerm

authentication technologies / WIRELESS TECHNOLOGY / wireless technology/internet/smart order routing / internet trading/securities trading / Internet Protocol / stock broker / designated web-site / law/regulatory requirements / web portal / internet trading / internet/securities trading / stock broker brokerage / using wireless technology / /

Organization

Securities and Exchange Board of India / /

Position

Arbitrator / stock broker and sub-broker / sub broker / Director / broker / client/stock-broker / authorized representative / representative / Proprietor / said client/stock-broker / sub-broker / stock broker / /

Product

Board or/ / /

Technology

authentication technologies / cellular telephone / using wireless technology / IP / wireless technology / digital signature / /

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