<--- Back to Details
First PageDocument Content
Economy of the United States / Federal Reserve System / Bank holding company / U.S. Securities and Exchange Commission / Securities Exchange Act / Banking in the United States / Christopher Cox / Net capital rule / Primary dealer / Federal Reserve / Financial regulation / Government
Date: 2013-08-02 21:44:22
Economy of the United States
Federal Reserve System
Bank holding company
U.S. Securities and Exchange Commission
Securities Exchange Act
Banking in the United States
Christopher Cox
Net capital rule
Primary dealer
Federal Reserve
Financial regulation
Government

Microsoft Word - ~[removed]doc

Add to Reading List

Source URL: www.federalreserve.gov

Download Document from Source Website

File Size: 37,47 KB

Share Document on Facebook

Similar Documents

United States securities law / Finance / Self-regulatory organizations / Economy / Investment / Securities Investor Protection Corporation / Government / Securities Investor Protection Act / U.S. Securities and Exchange Commission / Net capital rule

Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR

DocID: 1pSoR - View Document

Investment / Financial markets / United States securities law / Systemic risk / Securities Investor Protection Corporation / Repurchase agreement / Securities Exchange Act / Broker-dealer / Net capital rule

Rules Regarding Closeout or Completion of Open Contractual Commitments

DocID: 1pHVB - View Document

Self-regulatory organizations / United States securities law / Investment / Securities Investor Protection Corporation / Stock market / Security / Financial markets / Net capital rule / Broker-dealer

Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§Adopted October 1978

DocID: 1pbg1 - View Document

U.S. Securities and Exchange Commission / United States securities law / Financial markets / 73rd United States Congress / Broker-dealer / Fixed income market / Securities Exchange Act / Margin / Net capital rule / Securities Act

Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP

DocID: 1p9p8 - View Document

Generally Accepted Accounting Principles / Wells Fargo / Mark-to-market accounting / Goodwill / Net capital rule / Asset / Wachovia / Repurchase agreement / Income statement / Accrual / Security / Equity

Wells Fargo Advisors Consolidated Statement of Financial Condition

DocID: 1p3wt - View Document