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Date: 2011-05-06 09:26:42 Financial markets Credit rating agency Nationally recognized statistical rating organization Net capital rule United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial regulation		Microsoft Word[removed]docx Add to Reading List Source URL: www.sec.gov. Download Document from Source Website File Size: 829,82 KB Share Document on Facebook

	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 13, 2018 ACCOUNTING AND AUDITING ENFORCEMENT DocID: 1vq0h - View Document
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	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 29, 2018 DocID: 1ur6n - View Document
	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 18, 2017 The Securities and Exchange Commission (“Commission”) announced the temp DocID: 1uiZb - View Document