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Financial services / National Association of Personal Financial Advisors / Financial adviser / Registered Investment Advisor / Financial planner / Investment Policy Statement / Independent Financial Adviser / Investment Advisor / Certified Financial Planner / Finance / Business / Money


Pursuit of a Financial Advisor Field Guide THE PURSUIT BEGINS Finding qualified, independent
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Document Date: 2011-08-31 12:12:27


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File Size: 4,12 MB

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IndustryTerm

law degree / profitable product / financial products / federal law / insurance agents / state law / financial services / personal finance / health insurance / investment products / certain financial products / insurance products / commission-based investment products / financial planning services / on-going investment advisory services / /

Organization

National Association of Personal Financial / NAPFA / Securities and Exchange Commission / state regulatory agency / FINRA / /

Person

Field Guide / /

Position

targeted advisor / Investment Adviser Public Disclosure / Personal Financial Specialist / financial advisors / financial counselors / Financial Advisor / Your Broker / advisor / prospective advisor / CPA / financial advisors / Advisors / broker / investment advisor / Chartered Financial Consultant / trustee / agent or otherwise / prospective financial advisor / Fee-based advisors / Fiduciary advisor / Commission-based advisors / designations financial advisors / registered representative / investment advisors / so-called financial advisors / Registered Investment Advisor / Registered Investment Advisors / planner / proprietor / officer / financial planner / Certified Financial Planner / qualified / independent financial advisor / Evaluating Your Advisor / commissioned advisor / broker /dealer / /

URL

www.sec.gov / http /

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