Naked

Results: 1074



#Item
851Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Diomed Holdings, Inc., et al.

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Source URL: www.sec.gov

Language: English - Date: 2012-09-27 06:29:55
85273rd United States Congress / Securities Exchange Act / Financial economics / Finance / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 6, 2012 The Securities and Exchange Commission (“Commission”) announced the temporar

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Source URL: www.sec.gov

Language: English - Date: 2012-12-06 06:12:07
853Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-08-18 08:56:16
854Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 4, 2013 IN THE MATTER OF CHINA RITAR POWER CORP.

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Source URL: www.sec.gov

Language: English - Date: 2013-10-04 09:43:09
855Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]Trading Suspension

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Source URL: www.sec.gov

Language: English - Date: 2010-08-10 08:30:16
856Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-24 08:42:49
857Financial regulation / 73rd United States Congress / Financial economics / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Finance

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-24 08:54:11
858Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-10-27 08:42:36
859Short selling / Financial regulation / Financial markets / Securities / Naked short selling / Locate / Failure to deliver / Short / Security / Financial economics / Financial system / Finance

Final Rule: Amendments to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2008-10-23 12:06:04
860Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-06-01 08:54:36
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