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Results: 1074

#	Item
831	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-17 08:28:05 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
832	Microsoft Word - Final admin release[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 08:46:12 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial economics
833	Microsoft Word[removed]Trading Suspension _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-20 08:46:06 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
834	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-24 09:17:55 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
835	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-19 10:21:08 73rd United States Congress Finance Securities Exchange Act Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Municipal Securities Rulemaking Board Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
836	Final Rule: "Naked" Short Selling Antifraud Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-23 11:51:51 Financial system Financial regulation United States securities law Financial markets Naked short selling Locate Short Securities Exchange Act Failure to deliver Short selling Financial economics Finance
837	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-10 09:48:48 Short selling Financial regulation United States securities law Securities Naked short selling Short Security Failure to deliver Depository Trust & Clearing Corporation Financial economics Financial system Finance
838	Brief of the Securities and Exchange Commission, Amicus Curiae, in Support of Appellee, Urging Affirmance on Issue Addressed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 14:15:43 Financial economics United States Securities and Exchange Commission Financial regulation Short selling 73rd United States Congress Naked short selling Securities Exchange Act Depository Trust & Clearing Corporation Securities Act Financial system United States securities law Finance
839	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-10 08:14:55 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
840	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-07 08:33:56 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation

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