Naked

Results: 1074



#Item
781Investment / Financial regulation / Stock market / Financial markets / Uptick rule / Naked short selling / Short / Securities lending / Locate / Short selling / Financial economics / Finance

Microsoft Word - 204T Comment Letter[removed]Final

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Source URL: www.sec.gov

Language: English - Date: 2009-08-17 16:18:08
782Short selling / Financial markets / Financial regulation / Stock market / Securities / Depository Trust & Clearing Corporation / Naked short selling / Security / Short / Finance / Financial economics / Financial system

Microsoft Word - ddecosta5582.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-04-06 10:36:36
783Short selling / Financial markets / Securities / Financial regulation / Depository Trust & Clearing Corporation / Security / Naked short selling / Short / Securities lending / Financial economics / Finance / Financial system

Microsoft Word - ddecosta4741.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-03-17 09:19:16
784Financial regulation / Short selling / Naked short selling / U.S. Securities and Exchange Commission / Hedge fund / Short / Overstock.com / Christopher Cox / Chuck Schumer / Financial economics / Finance / Investment

Microsoft Word - ON DOCKET.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-12-29 09:55:50
785Short selling / Financial regulation / Financial markets / Stock market / Securities / Naked short selling / Depository Trust & Clearing Corporation / Short / Market maker / Financial economics / Finance / Financial system

Microsoft Word - ddecosta6162 _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-02-24 13:03:59
786Securities / Short selling / Financial regulation / Financial markets / Depository Trust & Clearing Corporation / Naked short selling / Security / Short / Settlement / Financial economics / Finance / Financial system

Microsoft Word - ddecosta3372.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-03-12 12:20:26
787U.S. Securities and Exchange Commission / Naked short selling / Finance / Securities market / Securities fraud / Securities regulation in the United States / Business / Financial system / Corporate crime

Microsoft Word - Document2

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Source URL: www.sec.gov

Language: English - Date: 2009-04-07 10:18:13
788Financial regulation / Short selling / Stock market / Naked short selling / U.S. Securities and Exchange Commission / Short / Locate / Insider trading / Overstock.com / Financial economics / Finance / Investment

Comment Letter on File No. S7-30-08

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Source URL: www.sec.gov

Language: English - Date: 2009-03-19 13:41:24
789Financial system / Business / Locate / Naked short selling / Short / Securities Exchange Act / Costs / Easy to borrow / Short selling / Financial regulation / Finance

Microsoft Word - Document2

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Source URL: www.sec.gov

Language: English - Date: 2009-01-26 13:56:51
790Finance / United States securities law / Short selling / United States Securities and Exchange Commission / Securities Exchange Act / Naked short selling / Locate / Financial Industry Regulatory Authority / Settlement / Financial regulation / Financial economics / Financial system

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements; Rel. No[removed], File No. SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-09 16:10:21
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