Naked

Results: 1074



#Item
751Securities / Short selling / Financial regulation / Depository Trust & Clearing Corporation / Naked short selling / Short / Settlement / Futures contract / Failure to deliver / Financial economics / Financial system / Finance

Microsoft Word - ddecosta5476 _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-02-18 12:55:26
752Short selling / Financial regulation / Stock market / Financial markets / Naked short selling / Short / Hedge fund / Uptick rule / Locate / Financial economics / Finance / Investment

Comment Letter on File No. S7-30-08

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Source URL: www.sec.gov

Language: English - Date: 2009-01-14 13:46:27
753Financial markets / Financial regulation / Short selling / Stock market / Naked short selling / Short / U.S. Securities and Exchange Commission / Christopher Cox / Security / Financial economics / Finance / Financial system

Microsoft Word - wlowe3822.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-03 09:18:19
754Short selling / Stock market / Financial regulation / Financial markets / Naked short selling / Short / Uptick rule / Failure to deliver / Mark-to-market accounting / Finance / Business / Financial economics

Comment Letter on File No. S7-03-08

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Source URL: www.sec.gov

Language: English - Date: 2009-04-03 11:13:51
755Short selling / Financial regulation / Securities / Depository Trust & Clearing Corporation / Naked short selling / Short / ACT / Hedge fund / Financial economics / Finance / Financial system

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2009-03-09 10:07:59
756Financial markets / United States securities law / Financial regulation / Short selling / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Naked short selling / Short / Securities Exchange Act / Financial economics / Finance / Financial system

December 18, 2008 Via E-Mail: [removed] Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2008-12-18 14:32:15
757Financial regulation / Short selling / Financial services / Institutional investors / Naked short selling / Hedge fund / Short / Stock market / Stock / Financial economics / Investment / Finance

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2008-10-20 10:56:14
758Financial regulation / Short selling / Financial markets / Stock market / Naked short selling / Options Clearing Corporation / Short / Securities Exchange Act / Failure to deliver / Financial economics / Finance / Financial system

Microsoft Word - smilligan6028 _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-12-19 13:40:53
759Short selling / Financial regulation / Financial markets / Short / Security / Failure to deliver / Repurchase agreement / Securities Act / Naked short selling / Financial economics / Finance / Investment

O E A M E M O R A N D U M

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Source URL: www.sec.gov

Language: English - Date: 2009-03-25 13:49:11
760Short selling / Financial regulation / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Naked short selling / Securities Act / Christopher Cox / U.S. Securities and Exchange Commission / Financial economics / Finance / Investment

December[removed]Via Electronic Delivery and Hand Delivery The Honorable Christopher Cox Chairman U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2008-12-17 15:32:17
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