Naked

Results: 1074



#Item
741Financial regulation / Short selling / Financial crises / Financial markets / Naked short selling / Financial services / Short / Hedge fund / Locate / Financial economics / Finance / Economics

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2011-03-11 09:51:02
742Financial markets / United States Securities and Exchange Commission / Financial regulation / Short selling / Wedbush Securities / Short / Naked short selling / Regulation NMS / Broker-dealer / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 6, 2014 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2014-06-06 09:07:49
743Motion / SEC filings / Financial system / Business / Finance / Corporate crime / U.S. Securities and Exchange Commission / Naked short selling

ALJ Order dated Jul 1, 2005

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Source URL: www.sec.gov

Language: English - Date: 2008-07-28 19:06:20
744Recreation / Bicycle tours / Exercise / Bicycle safety / RAGBRAI / Bicycle / World Naked Bike Ride / Cycling / Transport / Sustainable transport

Ride Right Color book (Page 1)

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Source URL: www.bhsi.org

Language: English - Date: 2006-11-03 12:06:26
745Stock market / Uptick rule / Short / Naked short selling / Bear raid / Futures contract / New York Stock Exchange / Hedge fund / Stock exchange / Financial economics / Investment / Finance

Microsoft Word - Document15

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Source URL: www.sec.gov

Language: English - Date: 2009-04-06 15:31:09
746Stock market / Financial markets / United States Securities and Exchange Commission / Financial regulation / Short selling / Uptick rule / Naked short selling / Short / Order / Financial economics / Finance / Investment

STA Security Traders Association

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Source URL: www.sec.gov

Language: English - Date: 2009-03-20 11:57:54
74773rd United States Congress / Securities Exchange Act / Financial system / Finance / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 2, 2013 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2013-08-01 18:43:08
748Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Naked short selling / Form 144 / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2013-09-09 19:31:13
749Short selling / Financial markets / Financial system / Naked short selling / Locate / Market maker / Short / Christopher Cox / Stock market / Financial economics / Finance / Financial regulation

Edward J. Joyce Presidentand Chief Operating Officer CKoE

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Source URL: www.sec.gov

Language: English - Date: 2008-12-24 10:41:49
750Short selling / Securities / Financial markets / Financial regulation / Securities lending / Short / Security / Buying in / Naked short selling / Financial economics / Finance / Financial system

Microsoft Word - Reg SHO Final Comment Letter SEC[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-12-29 11:30:17
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