Naked

Results: 1074



#Item
691Short selling / Stock market / Securities / Financial markets / Financial regulation / Short / Naked short selling / Securities lending / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

Comment Letter on File No. S7-25-08

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Source URL: www.sec.gov

Language: English - Date: 2008-10-09 12:14:46
692Financial system / United States securities law / New York Stock Exchange / Securities Exchange Act / Euronext / NYSE Arca / Naked short selling / U.S. Securities and Exchange Commission / Derivative / Financial economics / NYSE Euronext / Finance

Testimony of Joseph Mecane Executive Vice President and Chief Administrative Officer, NYSE Euronext U.S. Securities Exchange Commission Securities Lending and Short Sale Roundtable September 30, 2009 Chairman Schapiro an

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Source URL: www.sec.gov

Language: English - Date: 2009-09-28 18:59:46
693Financial system / Finance / Financial markets / Naked short selling / Stock market / U.S. Securities and Exchange Commission / Christopher Cox / Uptick rule / Capital market / Financial regulation / Short selling / Financial economics

Comment Letter on File No. S7[removed]and S7-26-08

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Source URL: www.sec.gov

Language: English - Date: 2008-10-17 13:11:17
694Business / Investment / Naked short selling / Uptick rule / Overstock.com / U.S. Securities and Exchange Commission / Short / Locate / Lehman Brothers / Financial regulation / Short selling / Finance

Comments on File No. S7-08-09

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Source URL: www.sec.gov

Language: English - Date: 2009-11-05 11:01:33
695Financial regulation / Financial system / Financial markets / Locate / Short / Naked short selling / Easy to borrow / Securities lending / Security / Short selling / Financial economics / Finance

Microsoft Word - Opening Statement of Direct Edge - Lending and Short Sale Roundtable FINAL _2_.DOC

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Source URL: www.sec.gov

Language: English - Date: 2009-09-30 08:43:43
696Financial system / Financial regulation / Financial markets / Stock market / Naked short selling / Locate / Short / U.S. Securities and Exchange Commission / Securities lending / Short selling / Financial economics / Finance

Comments on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-11-13 10:47:27
697Short selling / Financial economics / Debt / Subprime lending / Bailout / Naked short selling / Short / Finance / Economics / Financial regulation

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2008-10-09 10:57:20
698Financial economics / Stock market / Finance / Uptick rule / Short / Naked short selling / Locate / Order / Goldman Sachs / Investment / Financial regulation / Short selling

Microsoft Word - mfeldberg3987 _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-10-30 12:49:15
699Naked cuticle

Making a complaint to the Ombudsman

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Source URL: www.ombudsman.gov.au

Language: English - Date: 2010-01-24 19:07:02
    700Securities / Financial markets / Financial regulation / Short selling / Depository Trust & Clearing Corporation / Naked short selling / Short / Prime brokerage / ACT / Financial economics / Finance / Financial system

    Microsoft Word - Hodash DTCC Statement for SEC Roundtable[removed]FINAL with cover.doc

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    Source URL: www.sec.gov

    Language: English - Date: 2009-09-28 19:13:32
    UPDATE