<--- Back to Details
First PageDocument Content
Financial regulation / Self-regulatory organizations / New York Stock Exchange / Financial Industry Regulatory Authority / Securities Exchange Act / Financial system / New York City / U.S. Securities and Exchange Commission / NYSE Arca / United States securities law / NYSE Euronext / Economy of the United States
Date: 2006-12-26 12:55:04
Financial regulation
Self-regulatory organizations
New York Stock Exchange
Financial Industry Regulatory Authority
Securities Exchange Act
Financial system
New York City
U.S. Securities and Exchange Commission
NYSE Arca
United States securities law
NYSE Euronext
Economy of the United States

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Download Document from Source Website

File Size: 39,19 KB

Share Document on Facebook

Similar Documents

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 13, 2018 ACCOUNTING AND AUDITING ENFORCEMENT

DocID: 1vq0h - View Document

CONFLICT MINERALS The following is provided in connection with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Securities and Exchange Commission Rule 13p-1 and Form SD (17 CFR 240.13p-1

DocID: 1vnAy - View Document

April 07, 2017 SEC SHUTS DOWN BOILER ROOM OPERATIONS IN CAVITE The Securities and Exchange Commission (SEC) in coordination with the National Bureau of Investigation (NBI) apprehended several persons caught in the act o

DocID: 1v13k - View Document

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 29, 2018

DocID: 1ur6n - View Document

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 18, 2017 The Securities and Exchange Commission (“Commission”) announced the temp

DocID: 1uiZb - View Document