NSSC

Results: 431



#Item
291Business / Nova Scotia / Non-reporting issuer / Crowd funding / Canadian securities regulation / City of Halifax / Canadian Securities Administrators / Finance / Investment / Money

5251 Duke St., Ste. 400 Duke Tower PO Box 458 Halifax, NS B3J 2P8

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:36:04
292Stock market / SEC filings / Financial regulation / Finance / Financial economics / Securities Act / Security / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

NOVA SCOTIA SECURITIES COMMISSION Conflict of Interest Rules 1. Interpretation 1.1. Definitions - Unless inconsistent with the subject matter or context or unless defined otherwise in these rules, words and terms shall h

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:50
293Investment / SEC filings / Prospectus / Maintenance fee / Fee / Business / Securities / Financial economics / Stock market

NOVA SCOTIA SECURITIES COMMISSION RULE[removed]AMENDMENTS TO THE FEES SCHEDULES IN THE GENERAL SECURITIES RULES PART 1- DEFINITIONS 1.1

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:44
294Oklahoma Court on the Judiciary / Subpoena duces tecum / Law / Government / Case law

1Securities Commission General Rules Of Practice And Procedure Regulations made under Section 150 of the Securities Act

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:36:14
295Stock market / Collective investment schemes / Financial services / Security / Short / Stock / Securities Act / Mutual fund / Public company / Financial economics / Investment / Finance

Microsoft Word - General.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-22 12:03:35
296

PDF Document

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Source URL: nssc.novascotia.ca

- Date: 2014-12-19 07:55:19
    297New Deal / Securities Act / Financial economics / Financial regulation / Finance / Exempt market dealer / Non-reporting issuer / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

    Blanket Order No[removed]In the Matter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended -and In the Matter of an Exemption from

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    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-10-22 10:50:24
    298Stock market / Exempt market dealer / Financial services / Securities / Prospectus / Collective investment scheme / Non-reporting issuer / Financial adviser / Financial economics / Investment / Finance

    Unofficial Consolidation of NI[removed]and its CP as of May 1, 2014

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    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-08-22 11:50:14
    299Investment / Stock market / Securities / Canadian Securities Administrators / Non-reporting issuer / Canadian securities regulation / Prospectus / Offering circular / Ontario Securities Commission / Financial economics / Finance / Business

    Microsoft Word - PAPERDOCS-#[removed]v1-NR14-XX_CSA_-_Rights_Offerings_Exemption_(final)_Nov_27

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    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-11-27 10:57:47
    300Financial regulation / Government / Securities Commission / Capital market / Financial system / Autorité des marchés financiers / International Organization of Securities Commissions / Exempt market dealer / Canadian Securities Administrators / Canadian securities regulation / Canada

    Microsoft Word - CSA_Clearing_Agency_FINAL3

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    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-11-27 12:32:53
    UPDATE