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NSSC
Results: 431

#	Item
261	Microsoft Word - Securities Act (Rel 23B).doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:14 Finance Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Act Prospectus Security Bond Financial economics Stock market Investment
262	Microsoft Word - NSSC Accountability Report[removed]final.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:46 Stock market United States Securities and Exchange Commission 73rd United States Congress United States securities law Securities Act Canadian securities regulation Security Securities regulation in the United States Prospectus Financial economics Investment Finance
263	Microsoft Word - CDReviews News Releaes_FINAL.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-17 12:06:00 Securities Commission Government Financial regulation Canadian Securities Administrators Canadian securities regulation
264	5251 Duke St., Ste. 400 Duke Tower PO Box 458 Halifax, NS B3J 2P8 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-07 13:40:35 Securities Central Securities Depositories
265	Microsoft Word - IIROC Headnoted Conformed final clean Order (NS) - March 28,.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:42 Securities Asset-backed commercial paper Finance Financial system Investment Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
266	Microsoft Word - Proposed Revised Form.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:15 Investment Regulation D Business Money Economics United States Securities and Exchange Commission Exempt market dealer Finance
267	Microsoft Word - Securities Act (Rel 32).doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:14 Finance Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Act Prospectus Security Bond Financial economics Stock market Investment
268	Sanction Payment Status Report as of September 30, 2014 Respondent Adams, Timothy Advantage Financial Group Inc. Allen, John Alexander Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-23 12:53:05
269	Securities Commission Proficiency Requirements for Registration Mutual fund dealer – dealing representative: the individual has passed - Canadian Investment Funds Course Exam Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-01 13:40:42 Professional certification in finance Financial services Collective investment schemes Canadian Investment Manager Chartered Financial Analyst Investment management Exempt market dealer Mutual fund Portfolio manager Financial economics Investment Finance
270	Microsoft Word - Securities Act (Rel 17C).doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:14 Investment Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Act Security Prospectus Underwriting Financial economics Stock market Securities

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