NSSC

Results: 431



#Item
211Auditing / Corporate governance / 73rd United States Congress / United States Securities and Exchange Commission / Audit committee / Financial regulation / Securities Act / Financial economics / Mutual Fund Dealers Association / United States securities law / Business

In the Mafter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended (the Act) -and In the Matter of the Mutual Fund Dealers Association of Canada (the MFDA)

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-06 08:06:22
212Stock market / Securities / United States Securities and Exchange Commission / Prospectus / Exempt market dealer / Canadian securities regulation / Security / Accredited investor / Capital market / Financial economics / Investment / Finance

Securities Commission Raising Capital for Small & Mid-Size Businesses Raising

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:36:05
213Financial statements / International Financial Reporting Standards / Nova Scotia Power / Economy of Canada / Emera / International Accounting Standards Board / Generally accepted accounting principles / SEC filings / United States securities law / Financial regulation / Finance / Business

Date:4pY( IN THE MATTER OF THE SECURITIES LEGISLATION OF NOVA SCOTIA AND ONTARIO (the Jurisdictions)

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-07 10:19:23
214British North America / Canadian Securities Administrators / City of Halifax / Provinces and territories of Canada / Nova Scotia / Communities in the Halifax Regional Municipality / Acadia

5251 Duke St, Suite 400 PO Box 458 Halifax, NS B3J 2P8 tel:([removed]

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-04 09:24:24
215Business / Security / Structure / Business law / Corporation / Corporations law

Amended March 8, 2012 Form 2A Report of a Trade

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:57
216Financial statements / International Financial Reporting Standards / Nova Scotia Power / Economy of Canada / Emera / International Accounting Standards Board / Generally accepted accounting principles / SEC filings / United States securities law / Financial regulation / Finance / Business

Date:4pY( IN THE MATTER OF THE SECURITIES LEGISLATION OF NOVA SCOTIA AND ONTARIO (the Jurisdictions)

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-07 10:17:47
217Funds / Collective investment schemes / Institutional investors / Mutual fund / Net asset value / Security / Independent Review Committee / Exchange-traded fund / Closed-end fund / Financial economics / Investment / Financial services

PDF Document

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-07 10:09:32
218

Microsoft Word - NEW Advertising Warning Jan_20_2014.doc

Add to Reading List

Source URL: nssc.novascotia.ca

- Date: 2014-05-07 16:35:46
    219Canadian securities regulation / Financial system / United States securities law / Financial markets / Ontario Securities Commission / Securities regulation in the United States / Securities Act / Investor education / Nova Scotia / Financial regulation / Economics / Canadian law

    PDF Document

    Add to Reading List

    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-05-07 16:35:43
    22073rd United States Congress / United States Securities and Exchange Commission / United States securities law / Canadian law / Canadian securities regulation / Securities Act / Securities Commission / Securities regulation in the United States / Hedge fund / Financial economics / Finance / Investment

    NS Securities Commission Business Plan – [removed]SECURITIES COMMISSION Business Plan – 2008 – 2009

    Add to Reading List

    Source URL: nssc.novascotia.ca

    Language: English - Date: 2014-05-07 16:35:49
    UPDATE