NSSC

Results: 431



#Item
191Investment / United States securities law / Security / Securities Act / Issuer / Preferred stock / HSBC Bank Canada / Trust law / Law / Stock market / Financial economics

Headnote Issuer has one securityholder and is only a reporting issuer in Nova Scotia; Issuer deemed to have ceased to be a reporting issuer for the purposes of the Securities Act. Applicable Legislative Provisions Securi

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-12-22 14:06:10
192United States securities law / Auditing / Financial statements / Generally Accepted Accounting Principles / International Financial Reporting Standards / Securities Act / Emera / Canadian Institute of Chartered Accountants / Prospectus / Accountancy / Finance / Business

Headnote Application for relief from the requirement contained in subsection[removed]of the Companies Act (Nova Scotia) that the reporting issuer’s annual financial statements be prepared in accordance with Canadian GAA

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:41
193United States securities law / Finance / Securities / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Security / Prospectus / Bond / Stock market / Financial economics / Investment

Unofficial consolidation as of March 31, 2014 CHAPTER 418 OF THE REVISED STATUTES, 1989 amended 1990, c. 15, ss[removed]; 1996, c. 32; 2001, c. 18; 2001, c. 41, ss[removed]; 2002, c. 39; 2003, c. 7, s. 6; 2005, cc. 26, 27;

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-04-02 09:55:26
194Canadian law / Canadian securities regulation / Canadian Securities Administrators / Investor education / Mutual fund / Capital market / Securities Commission / Exempt market dealer / Financial economics / Investment / Economics

For Immediate Release November 4, 2014 Canadian Securities Administrators invite investors to get the Fund Facts during Financial Literacy Month Calgary – November is Financial Literacy Month and the Canadian Securitie

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-04 10:56:23
195United States Securities and Exchange Commission / New Deal / Securities Act / Issuer / Investment / Security / Financial system / United States securities law / Financial economics / 73rd United States Congress

Headnote National Policy[removed]Process for Exemptive Relief Applications in Multiple Jurisdictions -Issuer deemed to have ceased to be a reporting issuer under securities legislation. Applicable Legislative Provisions S

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:38
196Financial regulation / Economy of the United States / United States / United States securities law / Disgorgement / Securities Act

Blanket Order No[removed]iN THE MATTER OF THE SECURITIES ACT, R.S.N.S. 1989, CHAPTER 418, AS AMENDED (the Act) -ANDN THE MATTER OF THE SANCTION PAYMENT STATUS REPORT ORDER

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-10-22 09:40:22
197Finance / Canadian law / Canadian securities regulation / Financial regulation / Short selling / Exchange-traded fund / Canadian Securities Administrators / Short / Securities Commission of New Zealand / Financial economics / Financial markets / Investment

For Immediate Release May 15, 2014 CSA Publishes Proposed Amendments to Order Protection Rule for Comment Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to Nation

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-15 10:33:11
198Investment / Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Prospectus / Security / Securities regulation in the United States / Stock market / Financial economics / Securities

Securities Act CHAPTER 418 OF THE REVISED STATUTES, 1989 as amended by 1990, c. 15, ss[removed]; 1996, c. 32; 2001, c. 18; 2001, c. 41, ss[removed]; 2002, c. 39; 2003, c. 7, s. 6; 2005, cc. 26, 27; 2006, c. 46, ss. 1-31, 33-

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:36:14
199United States Securities and Exchange Commission / New Deal / Securities Act / Issuer / Security / Investment / Financial system / United States securities law / Financial economics / 73rd United States Congress

Headnote National Policy[removed]Process for Exemptive Relief Applications in Multiple Jurisdictions -Issuer deemed to have ceased to be a reporting issuer under securities legislation. Applicable Legislative Provisions S

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:40
200Financial services / Stock market / Collective investment schemes / Exempt market dealer / Prospectus / Mutual fund / Security / Non-reporting issuer / Financial adviser / Financial economics / Investment / Finance

Note: [15 Jul 2013] – The following is a consolidation of NI[removed]It incorporates amendments to this document that came into effect on January 1, 2011, July 11, 2011, February 28, 2012, May 31, 2013 and July 15, 201

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-03-25 13:34:43
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