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Financial regulation / United States securities law / Securities / Commodity Futures Trading Commission / Mary Schapiro / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / International Organization of Securities Commissions / Christopher Cox / Financial economics / Financial system / Finance


Third Annual Seniors Summit - Afternoon Agenda
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Document Date: 2008-09-22 10:10:59


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File Size: 607,39 KB

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City

Lancaster / Kansas City / Atlanta / Los Angeles / St. Paul / Washington / D.C. / New York City / Alzheim / New York / /

Company

Older Adult Protective Services / Morgan Stanley / NASD Regulation / the Associated Press / Financial Industry Regulatory Authority / n/k/a Regions Bank / IOSCO SRO / The New York Times / New York Stock Exchange Inc. / Member Regulation / Context Corporation / CIFAL Atlanta Inc. / Philadelphia Corporation for Aging Moderator / INVESCO / CBS / First Alabama Bank / IN VESCO / The Philadelphia Inquirer / Securities Administrators Association / McKenna Long & Aldridge LLP / Securities Dealers Inc. / The Washington Post / National Public Radio / RAND Corporation / Duke Energy / Pravda / Harvard Law Review / AARP / Northwest Georgia Inc. / Clifford Chance US LLP / American Stock Exchange Inc. / Kraft Foods / NASAA Thomas Nelson / FINRA Fred Joseph / /

Continent

America / /

Country

Mexico / Soviet Union / U.S. Virgin Islands / Puerto Rico / Canada / United States / /

Currency

USD / /

Event

M&A / Company Expansion / Labor Issues / /

Facility

George Washington University / Regis University / Union College / University of Kansas School / Emory University / Marshall College / Leonard Davis Institute of Health Economics / Georgetown University Law Center / University of Kansas / University of Georgia School / University of Pennsylvania Medical School Michelle Bryan Oroschakoff / Harvard University / University of Southern California Andrus Gerontology Center / FINRA Institute / Colorado State University / Columbia University / American University / Washington College of Law / Northern Illinois University / Supreme Court / University of Southern California / University of Pennsylvania / /

IndustryTerm

treatment of persons with Alzheimer disease / Internet Tax Freedom Act / technology-based services / bank operations / prominent national law firms / Internet users / securities law / law degree / venture capital / translation services / corporate law / business law / media citations / law / energy markets / corporate finance / industry utilities / law frm / daily newspaper / banking / /

Organization

Mexican American Legal Defense and Education Fund / University of Georgia School of Law / World Health Organization / Government Reform Committee / International Organization of Securities Commissions / Oversight / Northern Illinois University / Securities Industry and Financial Markets Association / Public Policy Institute / Faulkner University Jones School of Law / Center for Bioethics / Select Committee on Homeland Security / Task Force on Capital Markets / Chief Justice’s Commission on Professionalism / American Bar Association / Senate / Michigan Court of Appeals / American University / U.S. Securities & Exchange Commission / Mexican American Legal Defense and Educational Fund / University of Southern California / Alzheimer Disease Center / Alabama Securities Commission / National Association of Securities Dealers / Community Service / Franklin and Marshall College / Corporate Department / University of Southern California Andrus Gerontology Center / Year / Hispanic National Bar Association / American Association of Retired Persons / Kansas Court of Appeals / White House / Colorado State University / Board of Governors / Board of Trustees / Joint Economic Committee / U.S. Department of Labor / Task Force on Budget Process Reform / Georgia Hispanic Chamber of Commerce / Department of Transportation / Hispanic National Bar Foundation / Center for Clinical Epidemiology and Biostatistics / House Energy and Commerce Committee / Columbia University / Commodity Futures Trading Commission / Oversight and Investigations Subcommittee / Local Government Investment Pool Trust Fund Administration / Greenwall Foundation / Financial Committee / U.S. Election Assistance Commission / Washington College / University of Kansas School of Law / Federal Trade Commission / SEC’s San Francisco District Office / Investment Adviser Association / U.S. Securities and Exchange Commission / Georgia Hispanic Bar Association / Emory University / ABA Commission on Law / George Washington University / U.S. Supreme Court / FINRA Institute / University of Kansas / Committee on Homeland Security / Leonard Davis Institute of Health Economics / and Associate Scholar / UNICEF Southeast Regional Chapter / House Budget Committee / office of Compliance Inspections and Examinations / Senate Select Committee on Aging / House Committee / Securities and Exchange Commission / Harvard Business School / Latin American Association / Wisconsin Department / Securities and Exchange Commission’s office of Compliance Inspections and Examinations / National Endowment for Financial Education / Department of Housing and Urban Development / Harvard Law School / Harvard University / Financial Services Committee / Budget Committee / Boards of Directors of Duke Energy and Kraft Foods / U.S. Government Accountability Office / the University of Pennsylvania / Georgetown University Law Center / United States Fund / District of Columbia and New York Bars / Advisory Council on Financial Literacy / FINRA Investor Education Foundation / SEC’s Pacific Regional Office in Los Angeles / Union College / Congress / U.S. Court of Appeals / Bipartisan Commission on Entitlement and Tax Reform / University of Pennsylvania Medical School / Select Committee on U.S. National Security / House Subcommittee on Transportation / Trade / and Hazardous Materials / U.S. House of Representatives / House Committee on Energy and Commerce / Governance Advisory Board / United Nations Commission on International Trade Law / Security Administration / Regis University in Denver / House Policy Committee / Department of Health and Human Services Subcommittee on the Inclusion of Individuals / Penn Memory Center / Federal Reserve Board / Investment Counsel Association of America / NASD / /

Person

Robert Benham / David Tittsworth / Daniel Sibears / Ira Hammerman / Clinton / Susan Merrill / Luis A. Aguilar / Bradford Campbell / Lori Richards / Joseph Snyder / Rebecca / Ryan Wilson / Herbert Choy / Fred Joseph / Troy Paredes / Levitt / Thomas Nelson / Mary Schapiro / Kathleen Casey / Lori A. Richards / Luis Aguilar / Regulation / Christopher Cox Mary Schapiro / Jason Karlawish / Ethics Jason Karlawish / Reagan / Charles Sabatino / George W. Bush / Christopher Cox / Linda Thomsen / Daniel M. Sibears / Ira D. Hammerman / Joseph Borg / Denise T. Aguilar / /

Position

Senior Managing Director and General Counsel / Businessman / research attorney / Executive Director / Vice President / Chairman and CEO / Director of State and National Initiatives / Regional President / general corporate law / Director for Enforcement / Acting Chairman / CEO / Chief Counsel / managing director / Administrator / Division of Securities / law clerk / Vice President in October / attorney / Editor / corporate counsel / Managing Director and Co-Chief Compliance Officer / Securities Commissioner for the State of Colorado and President / General Counsel / Director / Division of Enforcement / Executive Vice President and Chief of Enforcement / Director of the Field Services Division / Manager of Consumer Affairs / Assistant Secretary / Commissioner / Executive Assistant / Director of the Enforcement Department / delegate to an Intergovernmental Expert Group / Vice Chairman / President / Chief Executive Officer / Acting District Administrator / Deputy Securities Commissioner / Secretary of the Treasury / adjunct professor / Co-Chairman of the Bipartisan Study Group / Executive Director and Executive Vice President / adjunct professor of law / Managing Director and General Counsel / Associate Professor / Professor of Medicine / Counsel / general counsel / executive vice president / and corporate secretary / Director of Regulatory Policy / Executive Vice President and Executive Director / Strategic Policy Adviser / Chief Operating Officer / Chairman / Director / Co-Chair / Executive Vice President / Chair / Private / Adviser / Director / Program Department / managing director for Latin America / former Chairman / Chair of NASAA’s Enforcement / Judge / board member / member / Deputy / 28th Chairman / Executive Vice President of Programs / /

Product

Franklin / /

ProvinceOrState

Orange County / Colorado / Wisconsin / Pennsylvania / Iowa / Minnesota / Alabama / Southern California / New York / District of Columbia / Mississippi / Georgia / Kansas / Florida / /

PublishedMedium

CBS Evening News / The Philadelphia Inquirer / the Harvard Law Review / The Washington Post / the Atlanta Business Chronicle / The New York Times / Pravda / Health Economics / /

Region

Latin America / Northwest Georgia / Southern California / Northern Illinois / /

Technology

drug development / /

URL

www.investmentadviser.org / /

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