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Business / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Mary Schapiro / Elisse B. Walter / Registered representative / Securities Exchange Act / Securities regulation in the United States / Financial adviser / United States securities law / Financial economics / Financial system


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Document Date: 2013-07-08 04:50:02


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City

New York / /

Company

Page Mortgage-Backed Securities / High-Frequency Trading / Insider Trading / Morgan Lewis / Inverse Exchange-Traded Funds / Financial Industry Regulatory Authority / Mortgage-Backed Securities / Citigroup / Morgan / Lewis & Bockius LLP / /

Currency

USD / /

Event

Employment Change / /

IndustryTerm

advisory services / /

Organization

Supreme Court / Fraud Detection and Market Intelligence / U.S. Securities and Exchange Commission / Division of Trading and Markets / Congress / U.S. Supreme Court / Court of Appeals / Financial Regulatory Authority / office of the Whistleblower / Division of Corporation Finance / office of Fraud Detection / Senior Commission / /

Person

Kerry J. Land / Julie A. Marcacci / Mary Jo White / Kimberly Cuff Hicks / Zachary Vonnegut-Gabovitch / Barack Obama / David C. Behar / Mary Schapiro / Jed Rakoff / Tanya Paul / Katherine C. Milgram / Nicholas J. Losurdo / Kaitlyn L. Piper / Daniel Gallagher / Lindsay B. Jackson / Casey P. Cohen / Mary M. Dunbar / Julia N. Miller / F. Mindy Lo / Joshua R. Blackman / Aguilar Calls / James E. Doench / Todd W. Smith / John C. Matthews / Anne C. Flannery / Jennifer L. Klass / Ben A. Indek / Elisse Walter / Ivan P. Harris / Heather L. Hopkins / /

Position

Counsel / CONTENTS Page Executive / President / senior counsel / Select Broker-Dealer / Investment Adviser / paralegal / Current FINRA Broker-Dealer Enforcement / General Counsel / broker-dealer / supervisor / Broker-Dealer Enforcement / Chairman / Commissioner / Executive / Director of the Division of Enforcement / Chair / legal secretary / Judge / General Counsel and Chief of Staff / next Chair / /

URL

www.morganlewis.com / http /

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