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Mary Schapiro / U.S. Securities and Exchange Commission / Securities Commission / Public administration / Financial markets / Government / Circuit breaker / Patton Boggs


June 8, 2010 BY ELECTRONIC MAIL ONLY Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission
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Document Date: 2013-08-28 15:51:56

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File Size: 1,32 MB

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Company

Quantlab Financial LLC / Allston Trading LLC / RGM Advisors LLC / Smith Cameron Smith General Counsel Quantlab Financial LLC / Patton Boggs LLP / Hudson River Trading LLC / HRT Financial LLC / B. Gorelick ChiefExecutive Officer RGM Advisors LLC / Liam Connell Liam Connell ChiefExecutive Officer Allston Trading LLC / /

Continent

America / /

IndustryTerm

risk management / /

MarketIndex

NASDAQ 2010 / /

Organization

Securities and Exchange Commission / Self-Regulatory Organization / FINRA / /

Person

Luis A. Aguilar / Elisse B. Walter / Kathleen L. Casey / Robert W. Cook / Alexandra Metzner / Richard B. Gorelick Richard / Micah Green / Troy A. Parades / Mary L. Schapiro / Adam Nunes Adam / /

Position

Chairman / President / Murphy Secretary / Director / Divisions of Trading / Commissioner / /

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