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Mary Schapiro / Registered representative / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Government / United States securities law / Financial Industry Regulatory Authority / Elisse B. Walter


Microsoft Word - Comment Letter - IM[removed]doc
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Document Date: 2006-08-01 09:17:16

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File Size: 64,58 KB

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Company

Securities Dealers Inc. / /

Facility

The Financial Services Institute / /

IndustryTerm

Internet Web site / investment banking / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / Financial Services Institute / NASD / /

Person

Paul S. Atkins Honorable Roel / Dale E. Brown / Mary L. Schapiro Elisse / Kathleen L. Casey / L. Casey Robert Colby Mary / Nancy M. Morris / Annette L. Nazareth Honorable Kathleen / B. Walter Marc Menchel / Roel C. Campos Honorable Annette / /

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Position

Independent Financial Advisors / Secretary / federal investment advisors / and their independent contractor registered representatives / CAE Executive Director & CEO / /

ProgrammingLanguage

DC / /

URL

www.financialservices.org / http /

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