Securities Dealers Inc. / Various Features VA Products / /
Currency
USD / /
Facility
The Financial Services Institute / /
IndustryTerm
investment advisory services / variable insurance products / less suitable products / important financial product / insurance / life insurance holdings / vague product / reasonable efforts to obtain certain product / /
Organization
No / National Association of Securities Dealers / Securities and Exchange Commission / Financial Services Institute / /
Person
Erik R. Sirri Mary / Review / Dale E. Brown / L. Casey Erik / Kathleen L. Casey / Annette L. Nazareth Honorable Kathleen / B. Walter Marc Menchel / Roel C. Campos Honorable Annette / Paul S. Atkins Honorable Roel / Mary L. Schapiro Elisse / Nancy M. Morris / / /
Position
Broker-Dealer / financial advisor / financial advisors / Independent Financial Advisors / representative / registered representative / Secretary / federal investment advisors / and their independent contractor registered representatives / CAE Executive Director & CEO / /
www.financialservices.org VIA ELECTRONIC MAIL March 5, 2007 Nancy M. Morris Secretary