investment banking activities / investment banks / corporate and public finance / supervisory systems / investment banking / /
Organization
CCO / Investment Banker's Association / Bond Market Association / Association of Stock Exchange Firms and the Investment / Internal Audit Department / Compliance and Legal Division / Securities Industry Association / SIA Compliance and Legal Division / Supervisory Practices Committee / U.S. Securities and Exchange Commission / Bureau of Labor Statistics / office of General / NASD / Compliance Department / /
Person
Marc Menchel / Paul A. Merolla / Robert L.D. Colby / Mary L. Schapiro / Annette Nazareth / John Polanin / Jr. / Katz / Robert R. Glauber / Catherine McGuire / Amal Aly / / /
Position
broker-dealer / Chief Compliance Officer / Counsel / advisor / CEO / Jr. Chairman / Deputy Director / Division of Market Regulation / Chief Operations Officer / Controller / Chief Financial Officer / Vice Chairman and President / Chairman and Chief Executive Officer / Associate Director/Chief Counsel / Division of Market Regulation / Vice President / Chief Executive Officer / senior adviser / Treasurer / President / Regulatory Policy & Oversight / Proposed Chief Executive Officer / Executive Vice President / Director / Division of Market Regulation / General Counsel / Secretary / COO / equivalent officer / /
August 24, 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]