AllianceBernstein / Netflix / Dreyfus / Twitter / Facebook / Columbia Management / Merrill Corporation / American Century / Crane Data / American Funds / Legg Mason / PROMONTORY FINANCIAL GROUP / Schapiro / BlackRock / Pimco / Allianz / Merrill Communications LLC / Fidelity / Wells Fargo / Bloomberg / Morningstar / /
Country
United States / /
Currency
USD / / /
Event
Employment Change / Person Communication and Meetings / /
Facility
Convention Center / SEC’s headquarters / Investment Company Institute / /
IndustryTerm
social media disclosure / social media feeds / finance / country printing / online form / insurance industry / e-support / digital print technology / communication services / regulatory services / social media / similar social media venues / compliance services / secure web-based tools / helpful search engine / online filing process / large bank clients / push technology / particular social media / Online Forms / bank regulator / /
OperatingSystem
DOS / /
Organization
Lakes Chapter / U.S. Securities and Exchange Commission / SEC’s Enforcement Division / Financial Stability Oversight Council / Senate / Securities and Exchange Commission / IASA Chapter / White House / Investment Company Institute / SEC’s Division of Investment Management / SYSTEMS ASSOCIATION / /
Person
Rajib Chanda / Laura Unger / John Ford / MARY JO WHITE / Shannon Zimmerman / Joan Ohlbaum Swirsky / Peter Crane / Patrick Raleigh / MARY SCHAPIRO / Daniel Gallagher / MERRILL XBRL / Jeff Tjornehoj / Elisse Walter / George Canellos / Davis Polk / Elizabeth M. Murphy / /
Position
advisor / Treasury secretary / President / broker / Secretary / head / spokeswoman / director of fund analysis / acting director / CEO / sitting chair / MANAGING DIRECTOR / special advisor / representative / forward half / counsel / advisors / Governor / Chairman / commissioner / DIRECTOR AT PROMONTORY FINANCIAL GROUP / unscrupulous broker / chair / Lead Insurance Account Executive / Merrill’s Lead Insurance Account Executive / /
ProgrammingLanguage
XML / /
PublishedMedium
the Compliance Services News / /
Technology
XML / XBRL / digital print technology / push technology / /
compliance services NEWS WELCOME Welcome to the latest edition of the Compliance Services News, our continuing commitment to bringing industry-relevant issues to the forefront and highlighting