Securities Dealers Inc. / Miller / Johnson & Kuehn / Inc. / Goldman Sachs & Co. / First Honolulu Securities Inc. / Except Municipal Securities / Sachs & Co / /
Country
United Kingdom / /
Facility
SEC Dock / I One New York Plaza / / /
IndustryTerm
structured credit products / retail sales / /
Organization
US Federal Reserve / Securities Industry and Financial Markets Association / Assistant Director Division of Market Regulation / office of Economic Analysis / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /
Person
Marc Menchel / Morris / Robert L.D. Colby / Chester Spatt / Erik R. Sirri / Mary L. Schapiro / Sharon Zackula / Stephen Luparello / Catherine McGuire / Robyn A. Huffrnan / / /
Position
Assistant General Counsel / Chief Economist and Director / Director Associate / Deputy Director / Division of Market Regulation / Managing Director / Chairman and CEO / Director and Chief Counsel / Division of Market Regulation / Vice President / Regulatory Operations / Executive Vice President / Regulatory Operations / Director / Division of Market Regulation / dealer / General Counsel / Secretary / /
Comment Letter on File No. SR-NASD[removed]