Back to Results
First PageMeta Content
Securities / Stock market / Prospectus / Financial services / Institutional investors / U.S. Securities and Exchange Commission / Mary Schapiro / XBRL / EDGAR / Financial economics / Investment / Finance


compliance services News WELCOME Welcome to the latest edition of the Compliance Services News, our commitment to bringing
Add to Reading List

Document Date: 2014-12-03 01:08:05


Open Document

File Size: 839,36 KB

Share Result on Facebook

Company

Chilton Investment Company / Merrill Communications LLC / Dow Jones Newswires / Merrill Corporation / Reuters / /

Currency

USD / /

/

Event

Employment Change / Person Communication and Meetings / /

IndustryTerm

online and on demand / secure web-based tools / helpful search engine / insurance / http /

OperatingSystem

DOS / /

Organization

SEC’s office of Compliance Inspections and Examinations / U.S. District Court for the Southern District of New York / U.S. Securities and Exchange Commission / News SEC NAMES NORM CHAMP AS DIRECTOR OF DIVISION OF INVESTMENT MANAGEMENT On / SEC’s New York Regional Office / Insured Retirement Institute / Committee of Annuity Insurers / Reserve Fund / SEC’s Division of Investment Management / /

Person

Norm Champ / EDGAR IMPACT / Susan Nash / Mary Schapiro / Lee Covington / Eileen Rominger / Davis Polk / /

Position

financial advisor / Director of the agency / Director of Division of Investment Management / general counsel / multi-national adviser / senior VP and general counsel / Chairman / Deputy Director / associate director / Regional Director for Investment / model for VA products / representative / Adviser / law clerk / lawyer / Director / Division of Investment Management / Director of the agency’s Division / Director of Division / /

PublishedMedium

the Compliance Services News / /

Technology

XBRL / /

URL

http /

SocialTag