Edward D. Jones & Co. / New York Stock Exchange / Chicago Stock Exchange / Edward D. Jones & Co. LP / /
Event
Business Partnership / Reorganization / /
Facility
Headquarters /it / /
IndustryTerm
income products / market maker / annual audit / /
MusicGroup
Further / Simply put / the Firm / /
Organization
Designated Examining Authority / Securities Industry Association / U.S. Securities and Exchange Commission / Branch Office / Securities and Exchange Commission / NASD / /
Person
C. Robert L.D. Colby / Elisse B. Walter / Mary L. Schapiro / Annette Nazareth / Katz / Pamela K. Cavness / Arthur Levitt / C. Edward A. Kwalwasser / / /
Position
Team Leader / Director of Compliance enclosures / President / account manager / manager / broker / branch office manager / Director / Division of Market Regulation / Secretary / Group Executive Vice President / FSD Team Leader / Director of Compliance / Vice President / NYSE / full service broker/dealer / manager system / supervisor / Deputy Director / Division of Market Regulation / unregistered assistant / manager / any person / Major / Representative / Chief Operating Officer and Executive Vice President / branch manager / /
V9A 14 October 2, 2003 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission