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MSRB
Results: 381

#	Item
81	Comment Letter for File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-05 16:19:29
82	Comment Letter on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov - Date: 2009-08-24 12:30:07
83	Microsoft Word - MSRB Comment Letter on Inspections Nov 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-23 09:10:11 Self-regulatory organizations Financial services Funds Municipal Securities Rulemaking Board Investment Company Institute U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Mutual fund Exchange-traded fund Financial economics Investment Finance
84	Comment Letter on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-20 14:59:36 Mary Schapiro Financial regulation Government Public administration Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
85	Microsoft Word - SIFMA Comment Letter - MSRB Proposal on G-16 and G-9 to Facilitate Risk Based Compliance Examinations[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-22 13:56:04 Financial system Investment Municipal Securities Rulemaking Board Securities Bonds Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association ACT United States securities law Financial economics Self-regulatory organizations
86	Microsoft Word - MSRB Rule A-3.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-22 16:16:19 Financial system Financial services Securities Municipal Securities Rulemaking Board Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Underwriting Registered Investment Advisor Financial economics Finance Self-regulatory organizations
87	Municipal Advisor Registration: Complying with SEC and MSRB Rules Hosted by the Municipal Securities Rulemaking Board and Staff of the SEC’s Office of Municipal Securities August 19, 2014 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-08-19 16:56:30 Government Self-regulatory organizations 73rd United States Congress Law U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Rulemaking United States Securities and Exchange Commission Financial regulation United States securities law
88	FY 2014 MSRB Board of Director Applicants for the Class of 2017 Charles Adams Jones Hall, A Professional Law Corporation Vivian Altman Janney Montgomery Scott Steve Apfelbacher Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-07-29 13:45:03 Venable LLP Financial markets Committee on Capital Markets Regulation
89	The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual for 529 College Savings Plan Disclosure Submissions Version 1.1, September 2012 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-01-30 17:12:17 U.S. Securities and Exchange Commission Municipal bond Business Government Franchising Law Tower Amendment Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board
90	Specifications for the SHORT System Data Submission Services Version 2.4, December 2012 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-05-09 16:12:09 Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access Competitions Digital media U.S. Securities and Exchange Commission Auction rate security Electronic submission Municipal bond Computing Computer file formats Open formats

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