MSRB

Results: 381



#Item
61Law / Municipal Securities Rulemaking Board / Dodd–Frank Wall Street Reform and Consumer Protection Act / Economy of the United States / Financial Industry Regulatory Authority / Rulemaking / Securities Exchange Act / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / United States securities law / Financial regulation

MSRB WEBINAR Request for Comment on Draft Amendments to MSRB Rule G-37 to Extend its Provisions to Municipal Advisors Hosted by the Municipal Securities Rulemaking Board

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Source URL: www.msrb.org

Language: English - Date: 2014-09-11 16:35:39
62Economics / Government bonds / Local government in the United States / Finance / Government debt / Municipal bond / Revenue bond / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Bonds / Financial economics / Debt

MSRB Glossary of Municipal Securities Terms Third Edition, August 2013 MSRB Glossary of Municipal Securities Terms

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Source URL: msrb.org

Language: English - Date: 2013-11-22 12:36:28
63Investment / United States securities law / Financial Industry Regulatory Authority / Municipal Securities Rulemaking Board / Securities / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities regulation in the United States / Financial adviser / Financial economics / Self-regulatory organizations / Finance

MSRB Municipal Securities Rulemaki ng Board December 12, 2011

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Source URL: www.sec.gov

Language: English - Date: 2011-12-12 15:46:17
64Economy of the United States / United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / New York Stock Exchange

COMMENTS ON MSRB PROPOSED RULE CHANGE RELATING TO MSRB RULE G-20, ON GIFTS AND GRATUITIES SUBMITTED BY ROBERT J. STRACKS, COUNSEL TO GRIFFIN, KUBIK, STEPHENS &THOMPSON, INC. These comments are submitted on behalf of a br

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Source URL: www.sec.gov

Language: English - Date: 2005-09-16 10:10:29
65Financial regulation / Finance / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial Advisor / Financial economics / Self-regulatory organizations / Municipal Securities Rulemaking Board

Comment Letter on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-20 15:14:36
66Municipal Securities Rulemaking Board / Economy of the United States / U.S. Securities and Exchange Commission / Financial statement / Audit / Auditing / Accountancy / Finance / Electronic Municipal Market Access

Comments on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-09-24 16:12:33
67United States corporate law / 73rd United States Congress / United States Securities and Exchange Commission / Economy of the United States / Business / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

Microsoft Word - FormG-38t.doc

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Source URL: www.msrb.org

Language: English - Date: 2012-03-27 12:13:57
68U.S. Securities and Exchange Commission / Generally accepted accounting principles / Business / SEC filings / European Union transparency directive / Finance / Municipal Securities Rulemaking Board / Financial statement

Comment Letter on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-01-29 16:07:25
69Securities / Municipal Securities Rulemaking Board / Stock market / Municipal bond / Underwriting / Bond / Financial adviser / Issuer / Financial market / Financial economics / Economics / Finance

MSRB Rule G-17 and Other Market Disclosures A Pathway to Clarity or Not?

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:31:26
70Financial services / Collective investment schemes / Funds / Self-regulatory organizations / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Mutual fund / Investment Company Institute / Securities Act / Financial economics / Investment / Finance

Comments of Investment Company Institute on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-27 16:00:30
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