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MSRB
Results: 381

#	Item
41	How the Three Pillars of the MSRB’s Mission Contribute to 40 Years of Protecting the Public Interest 40TH Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-01-12 12:41:29 U.S. Securities and Exchange Commission Economics Municipal bond Government Business Securities market Bond Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access
42	Comment Letter to MSRB from SEC Investor Advocate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 10:32:11 Financial regulation Financial economics Finance Municipal Securities Rulemaking Board Short selling U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Electronic Municipal Market Access Security United States securities law Self-regulatory organizations Business
43	MEMORANDUM TO: File No. SR-MSRB[removed]FROM: Add to Reading List Source URL: www.sec.gov - Date: 2014-12-05 13:12:43
44	Request for Comment on Companion Rule Proposals to Require Dealers to Provide Pricing Reference Information on Retail Customer Confirmations Hosted by Municipal Securities Rulemaking Board and Financial Industry Regulato Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-12-19 13:45:06 Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial Industry Regulatory Authority
45	MSRB WEBINAR Municipal Securities Dealers Continuing Education Requirements Hosted by the Municipal Securities Rulemaking Board \| December 4, 2014 Today’s Webinar Topics Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-12-08 15:16:44 Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Economy of the United States Financial system Securities Act U.S. Securities and Exchange Commission Electronic Municipal Market Access Self-regulatory organizations United States securities law Financial regulation
46	November 9, 2011 Chairman Mary Schapiro U.S. Securities and Exchange Commission 100 F Street, NE Room 10200 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2011-11-09 16:32:00 Self-regulatory organizations Securities Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit rating agency Securities market Mary Schapiro Bond Financial economics Economics Financial system
47	MSRB WEBINAR Request for Comment on Draft Amendments to MSRB Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, Extension to Municipal Advisors Hosted by the Municipal Securities Rulemaking Board \| November 13, 2 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-11-28 14:52:11 Municipal Securities Rulemaking Board Law Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Economy of the United States Rulemaking Securities Exchange Act Self-regulatory organizations United States securities law Financial regulation
48	Microsoft Word - MSRB G-44 SEC Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-19 10:42:48 U.S. Securities and Exchange Commission Business Financial Industry Regulatory Authority Financial economics Financial adviser Economy of the United States Self-regulatory organizations Municipal Securities Rulemaking Board Finance
49	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 23, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Gra Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:58:19 Municipal Securities Rulemaking Board Law Corporate governance Regulatory compliance Business U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Chief compliance officer Self-regulatory organizations United States securities law Financial regulation
50	MEMORANDUM TO: File No. SR-MSRB[removed]FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 10:25:27

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