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MSRB
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#	Item
301	Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-07 10:12:16 Finance United States securities law Securities 73rd United States Congress United States Securities and Exchange Commission Securities Act Municipal Securities Rulemaking Board Underwriting Security Financial economics Investment Stock market
302	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 8, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relati Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-11 09:20:09 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Economics Securities market Bond Business Investor Protection and Securities Reform Act United States securities law Financial regulation Municipal Securities Rulemaking Board
303	Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-19 15:57:06 Municipal Securities Rulemaking Board Financial regulation United States securities law U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Securities market Self-regulatory organizations Financial system Financial economics
304	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 27, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-27 15:50:06 United States securities law Business Municipal Securities Rulemaking Board Stock market 73rd United States Congress Law U.S. Securities and Exchange Commission Securities Exchange Act Security Electronic Municipal Market Access Financial regulation United States Securities and Exchange Commission
305	Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-01 10:57:48 Financial regulation Finance 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act United States securities law Financial economics Self-regulatory organizations
306	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relat Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-26 15:24:49 Direct marketing Self-regulatory organizations Corporate crime Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Federal Trade Commission Telephone Consumer Protection Act Silent call Financial Industry Regulatory Authority Business Telemarketing Marketing
307	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 20, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-21 12:26:35 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board Economy of the United States Financial system U.S. Securities and Exchange Commission Securities Exchange Act Securities Act Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Financial regulation
308	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements; Rel. No[removed], File No. SR-MSRB- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-20 14:43:36 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Financial system Government Tower Amendment Self-regulatory organizations United States securities law Financial regulation
309	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 18, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Municipal S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-18 17:03:27 Financial regulation U.S. Securities and Exchange Commission Securities Exchange Act Securities market Business Financial system Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law
310	44 of 59 EXHIBIT 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. 1 RTRS Facility The MSRB coordinated its plans for the RTRS facility with the new real-time comparison Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-07 08:23:46 Business Financial markets Municipal Securities Rulemaking Board ACT Security Short Financial Industry Regulatory Authority Repurchase agreement Self-regulatory organizations Finance Financial economics

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