MSRB

Results: 381



#Item
201Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Business / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / United States securities law / Financial regulation / Self-regulatory organizations

S T U D Y O U T L I N E MUNICIPAL SECURITIES PRINCIPAL QUALIFICATION EXAMINATION

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2012-11-16 09:28:18
202Economics / Electronic Municipal Market Access / Business / U.S. Securities and Exchange Commission / Municipal bond / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Bond / Securities market / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Safeguarding the Municipal Securities Market A N N U A L Repo rt 2012 Enhancing Market

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2013-01-07 13:13:31
203Financial economics / Law / Securities Act / Rulemaking / Underwriting / Tower Amendment / Municipal Securities Rulemaking Board / Financial regulation / United States securities law

Microsoft PowerPoint - BDA Denver[removed]final).pptx

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2011-10-07 14:23:06
204Economics / Municipal bond / U.S. Securities and Exchange Commission / Financial economics / Security / Government / Bond / Tower Amendment / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Stock market

The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual for Voluntary Submissions by Issuers and Obligated Persons

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2014-01-30 17:08:45
205Financial economics / Finance / Financial regulation / Securities / Municipal Securities Rulemaking Board / Underwriting

MSRB Rule G-17: Interpretive Notice on Duties of Underwriters to Issuers January 22, 2013 Los Angeles, CA

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2013-01-23 16:10:52
206Economics / Bond / Securities market / Financial economics / Business / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Municipal bond

STATE AND LOCAL GOVERNMENT TOOLKIT EMMA® Trade Monitor The Municipal Securities Rulemaking Board’s Electronic Municipal Market Access (EMMA) website features a no-cost

Add to Reading List

Source URL: msrb.org

Language: English - Date: 2014-01-31 12:29:24
207Economics / Bond / Securities market / Financial economics / Business / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Municipal bond

STATE AND LOCAL GOVERNMENT TOOLKIT EMMA® Trade Monitor The Municipal Securities Rulemaking Board’s Electronic Municipal Market Access (EMMA) website features a no-cost

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2014-01-31 12:29:24
208Municipal bond / Stock market / Rulemaking / Security / Financial economics / Government / Law / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board

MyEMMA Features and Enhancements MSRB Webinar May 7, 2013 About the MSRB’s EMMA Website

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2014-02-05 15:51:15
209Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Economy of the United States / Financial Industry Regulatory Authority / Securities Act / Self-regulatory organizations / United States securities law / Financial regulation

FAQs on MSRB Registration: Rule A-12 MSRB Rule A-12 requires that each broker, dealer and municipal securities dealer and municipal advisor, prior to engaging in municipal securities activities, register with the MSRB.

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2014-08-15 10:11:21
210Securities / Rulemaking / Underwriting / Financial regulation / Financial economics / Law / U.S. Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

MSRB Regulatory Initiatives Q&A January 22, 2013 Los Angeles, CA Recently Effective Rules

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2013-01-23 16:11:17
UPDATE