MSRB

Results: 381



#Item
141Fee / Business / Government / Self-regulatory organizations / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission

Municipal Advisor Professional Fee Payment Guidelines Annual and Transitional Municipal Advisor Professional Fees MSRB Rule A-11 requires municipal advisors to pay a fee equal to $300 for each Securities and Exchange Com

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Source URL: www.msrb.org

Language: English - Date: 2014-06-24 10:15:11
142Government / Financial regulation / Administrative law / U.S. Securities and Exchange Commission / Law / Rulemaking / Federal Register / Securities Exchange Act / Electronic Municipal Market Access / United States administrative law / Self-regulatory organizations / Municipal Securities Rulemaking Board

MUNICIPAL ADVISOR RESOURCE The Municipal Advisor’s Introduction to MSRB Rules As the principal regulator in the municipal securities market, the

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Source URL: www.msrb.org

Language: English - Date: 2013-11-18 15:25:53
143Financial economics / Business / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Financial adviser / Investor Protection and Securities Reform Act / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

MUNICIPAL ADVISOR RESOURCE PREPARE | PARTICIPATE | PUT INTO PRACTICE Preparing for Regulation

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Source URL: www.msrb.org

Language: English - Date: 2013-10-10 15:39:10
144Municipal Securities Rulemaking Board / Administrative law / Politics of the United States / Law / U.S. Securities and Exchange Commission / Rulemaking / Municipal bond / Federal Register / Public comment / United States administrative law / Government / Self-regulatory organizations

MUNICIPAL ADVISOR RESOURCE PREPARE | PARTICIPATE | PUT INTO PRACTICE

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Source URL: www.msrb.org

Language: English - Date: 2013-11-18 15:24:19
145Financial regulation / United States corporate law / United States securities law / Economy of the United States / United States Securities and Exchange Commission / SEC filings / Electronic Municipal Market Access / Municipal Securities Rulemaking Board

Electronic Municipal Market Access – FAQ 1. What is EMMA? • EMMA, or Electronic Municipal Market Access is a website created by the Municipal Rulemaking Securities Board (MSRB) to be a “one stop shop” for municip

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Source URL: www.oregon.gov

Language: English - Date: 2014-02-10 14:23:20
146Finance / United States securities law / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / Investment Advisor / Financial adviser / Securities Act / Broker-dealer / Depository Trust & Clearing Corporation / Self-regulatory organizations / Financial economics / Financial system

Updating MSRB Registration to Form A-12 The Municipal Securities Rulemaking Board (MSRB) is implementing a single, consolidated form for registrants to provide the MSRB with registration information required under new MS

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Source URL: www.msrb.org

Language: English - Date: 2014-05-08 18:43:30
147Electronic Municipal Market Access / Subscription business model / Municipal Securities Rulemaking Board / Business

Changes to the MSRB’s EMMA Subscription Services The Municipal Securities Rulemaking Board (MSRB) is updating the technology used to deliver the Primary Market, Continuing Disclosure and Short-term Obligation Rate Tra

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Source URL: www.msrb.org

Language: English - Date: 2014-04-28 15:55:23
148Alert messaging / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / CUSIP

PDF Document

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Source URL: msrb.org

Language: English - Date: 2012-11-16 08:57:11
149U.S. Securities and Exchange Commission / Municipal bond / Bond / Economics / Government / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

The Official Source for Municipal Disclosures and Market Data Instructions for Forms G-37, G-37x and G-38t Version 1.2, September 2013

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Source URL: www.msrb.org

Language: English - Date: 2014-05-09 16:12:16
150Financial economics / Economics / Municipal Securities Rulemaking Board / Finance / Auction rate security / Monetary policy / Auctioneering / Interest rate / Interest / Securities / Bonds / Electronic Municipal Market Access

EMMA – Electronic Municipal Market Access The Official Source for Municipal Disclosures and Market Data New SHORT System Submission Requirements Upcoming Changes to MSRB Rules

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Source URL: www.msrb.org

Language: English - Date: 2011-05-04 15:35:38
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