Chapter 13 EQUITY SECURITIES CONTINUING OBLIGATIONS Preliminary[removed]An issuer shall comply (and undertakes by its application for listing (Form A1 of Appendix 5), once any of its securities have been admitted to listin

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Chapter 17 EQUITY SECURITIES CONTINUING OBLIGATIONS Preliminary[removed]An issuer shall comply (and undertakes by its application for listing (Appendix 5A), once any of its securities have been admitted to listing, to comp

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Chapter 12 EQUITY SECURITIES PUBLICATION REQUIREMENTS[removed]Subject to rule 9.07, no listing document may be issued until the Exchange has confirmed to the issuer that it has no further comments thereon.

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Chapter 16 EQUITY SECURITIES PUBLICATION REQUIREMENTS Role of the Exchange[removed]Subject to rule 12.15, no listing document may be issued until the Exchange has confirmed to the issuer that it has no further comments the

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Chapter 20 EQUITY SECURITIES CONNECTED TRANSACTIONS Preliminary[removed]The connected transactions rules are intended to ensure that the interests of shareholders as a whole are taken into account by a listed issuer when t

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Chapter 15 EQUITY SECURITIES PROSPECTUSES Preliminary[removed]Issuers are reminded that a listing document which is a prospectus under the Companies Ordinance must both comply with the GEM Listing Rules and, where required

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Chapter 17 EQUITY SECURITIES CONTINUING OBLIGATIONS Preliminary[removed]An issuer shall comply (and undertakes by its application for listing (Appendix 5A), once any of its securities have been admitted to listing, to comp

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Appendix 5 FORMS RELATING TO LISTING FORM B Application Form - Equity securities (of an issuer part of whose share capital is already listed) In circumstances where the application is required to be supported by a listin

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ANNEX 3 SUMMARY OF QUESTIONS ACCEPTABLE SPONSOR FIRMS (Paragraphs 50 to 52 of Part B of the Consultation Paper) We propose that to be eligible to act as a sponsor to a new applicant or a listed issuer, the firm is requir

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Chapter 14A EQUITY SECURITIES CONNECTED TRANSACTIONS Preliminary 14A.01 The connected transactions rules are intended to ensure that the interests of shareholders as a whole are taken into account by a listed issuer when

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