Appendix 7 Part G Type of Security: Interests in Collective Investment Schemes Type of Issuer: Authorised Collective Investment Schemes wherever incorporated This Agreement is entered into between . . . . . . . . . . .

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• Collective investment schemes
• Funds
• Financial economics
• Financial services
• Investment

Chapter 35 DEBT SECURITIES GUARANTORS AND GUARANTEED ISSUES[removed]Chapter 37 applies to guaranteed debt issues to professional investors only. In all other cases where listing is sought for debt securities of an issuer g

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• Business
• Economics
• Stock market
• Security
• Surety

Chapter 5 GENERAL DIRECTORS, COMPANY SECRETARY, BOARD COMMITTEES, AUTHORISED REPRESENTATIVES AND CORPORATE GOVERNANCE MATTERS Directors 5.01 The board of directors of an issuer is collectively responsible for its managem

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• Financial economics
• SEC filings
• Stock market
• Business
• Finance
• Security
• Audit committee
• Issuer
• Growth Enterprise Market
• Auditing
• Corporate governance
• United States securities law

Chapter 16 EQUITY SECURITIES PUBLICATION REQUIREMENTS Role of the Exchange[removed]Subject to rule 12.15, no listing document may be issued until the Exchange has confirmed to the issuer that it has no further comments the

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• Finance
• Prospectus
• Security
• Growth Enterprise Market
• Securities Act
• Stock market
• Financial economics
• Investment

Amendments to Main Board Listing Rules[removed]Subject to rule 13.52A, where an issuer is obliged to publish any announcements, circulars or other documents for the purposes of the Exchange Listing Rules, the documents nee

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• United States securities law
• United States Securities and Exchange Commission

Chapter 14A EQUITY SECURITIES CONNECTED TRANSACTIONS Preliminary 14A.01 The connected transactions rules are intended to ensure that the interests of shareholders as a whole are taken into account by a listed issuer when

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• SEC filings
• Investment
• Financial economics
• United States securities law
• Stock market
• Security
• Fixed income

Amendments to GEM Listing Rules[removed]Subject to rule 17.53A, where an issuer is obliged to publish any announcements, circulars or other documents for the purposes of the GEM Listing Rules, the documents need not be sub

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DISCLOSURE OF FINANCIAL INFORMATION This appendix sets out the minimum financial information that a listed issuer shall include in its preliminary announcements of results, interim reports, summary interim reports, annua

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• Business
• Security
• International Financial Reporting Standards
• Annual report
• Income statement
• Balance sheet
• Regulation S-X
• European Union transparency directive
• Finance
• Accountancy
• Financial statements

Appendix 7 Part D Type of Security: Debt Type of Issuer: States and Supranationals This Agreement is entered into between . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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• Stock market
• Business
• United States securities law
• Security
• Settlement
• Underwriting
• Listing Rules
• Securities Act
• SEC filing
• Securities
• Financial economics
• Finance

Chapter 5 GENERAL DIRECTORS, COMPANY SECRETARY, BOARD COMMITTEES, AUTHORISED REPRESENTATIVES AND CORPORATE GOVERNANCE MATTERS Directors 5.01 The board of directors of an issuer is collectively responsible for its managem

Source URL: www.hkex.com.hk

• Financial economics
• SEC filings
• Stock market
• Business
• Finance
• Security
• Audit committee
• Issuer
• Growth Enterprise Market
• Auditing
• Corporate governance
• United States securities law