IDC

Results: 1123



#Item
631Finance / Auditor independence / Audit committee / Audit / Public Company Accounting Oversight Board / Sarbanes–Oxley Act / Regulation S-X / Joint audit / Financial audit / Auditing / Accountancy / Business

December 14, 2011 Mr. J. Gordon Seymour Secretary Public Company Accounting Oversight Board 1666 K Street, N.W. Washington, D.C[removed]

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632Funds / Financial markets / Collective investment schemes / Financial services / Mutual fund / Derivative / Mark-to-market accounting / Specialized investment fund / Exchange-traded fund / Financial economics / Investment / Finance

Microsoft Word - File No S7[removed]doc

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633Corporations law / Committees / Investment / Auditing / Audit committee / Financial adviser / Mutual fund / Board of directors / Investment Company Institute / Financial economics / Business / Corporate governance

Report of the Advisory Group on Best Practices for Fund Directors (pdf)

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634U.S. Securities and Exchange Commission / Mary Schapiro / Mutual fund fees and expenses / Financial Industry Regulatory Authority / Economy of the United States / Financial regulation / Government / Mutual Fund Directors Forum / Self-regulatory organizations / United States securities law / Corporate crime

Microsoft Word - schapiro_welcome_0209

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635Funds / Financial services / Financial markets / Collective investment schemes / Money market fund / Mutual fund / Closed-end fund / Exchange-traded fund / Net asset value / Financial economics / Investment / Finance

Microsoft Word - File Number[removed]doc

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636Financial services / Derivative / Over-the-counter / Futures contract / Clearing house / Futures exchange / International Swaps and Derivatives Association / Net asset value / Commodity Futures Modernization Act / Financial economics / Finance / Investment

The voice of fund directors at the Investment Company Institute Board Oversight of Derivatives Independent Directors Council Task Force Report

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637Financial services / Funds / Investment management / Collective investment scheme / Asset allocation / Active management / Index fund / Portfolio / Relative return / Financial economics / Investment / Finance

Investment Performance Oversight by Fund Boards

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638Financial services / Collective investment schemes / Funds / Institutional investors / Mutual fund fees and expenses / Mergers and acquisitions / Mutual fund / Expense ratio / UBS / Financial economics / Investment / Finance

Board Consideration of Fund Mergers

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639Financial services / Funds / Collective investment schemes / Institutional investors / Mutual fund / Expense ratio / Management fee / Equity / Hedge fund / Financial economics / Investment / Finance

In light of the concern about trading abuses involving mutual funds, we were disappointed with your March 17 article “Wakin...

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640Collective investment schemes / Financial services / Corporate crime / Late-2000s financial crisis / Investment Company Act / Investment Company Institute / Mutual fund / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Finance

Microsoft Word - 13960702_4.DOC

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