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#	Item
151	November 15, 2009 RE: FATF Consultation Document: Joint Work on Recommendation 9 Introduction This document, which is a response to the FATF’s consultation on Recommendation 9, Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:19:42 Reliance damages Due diligence Law of agency Money laundering Outsourcing Futures contract Sales Statement on Auditing Standards No. 70: Service Organizations Contract Business Law Contract law
152	After the Bubble Has Burst: New Rules for Research Analysts and Research Related Conflicts of Interest Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Primary dealers United States corporate law United States securities law Financial services Auditing Securities research Financial analyst Sarbanes–Oxley Act Investment banking Finance Financial economics Investment
153	Microsoft Word - ICSA Letter to IOSCO re regulatory consultation _2_ Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2013-11-14 01:43:01 Administrative law Regulation Regulatory affairs Public administration Economics Canadian securities regulation Financial regulation International Organization of Securities Commissions Law
154	October 12, 2004 Mr. Andrew Sheng, Chairman Securities and Futures Commission 8th Floor, Charter House 8 Connaught Road Central Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:17 Financial regulation International Organization of Securities Commissions ICMA
155	360 Madison Avenue New York, NYTel: Web: www.icsa.bz September 8, 2008 Secretary Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Financial markets Securities Financial services Stock market U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association International Organization of Securities Commissions Broker-dealer Securities research Financial economics Financial system Finance
156	April 30, 2009 Greg Tanzer Secretary General IOSCO C/ Oquendo 12 Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Finance Hedge fund Prime brokerage American International Group International Organization of Securities Commissions Collective investment scheme Financial economics Financial services Investment
157	June 28, 2005 Andrew Sheng, Chairman The Securities and Futures Commission of Hong Kong 8th Floor, Charter House 8 Connaught Road Central Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:08 ICSA ICMA Financial regulation International Organization of Securities Commissions Trade associations
158	Microsoft Word - Revised John Lipsky Jan 2010 CLEAN.doc Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 International development International Monetary Fund Late-2000s financial crisis Financial crisis Financial market Economics Economic history Economic bubbles
159	Microsoft Word - ICSA EMC Corporate Bond Markets 05.docx Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Stock market United States housing bubble Securities Debt Bond Security Securitization Credit rating agency Corporate bond Financial economics Economics Finance
160	December 2, 2009 Mr. Nout Wellink Chairman Basel Committee on Banking Supervision Bank for International Settlements Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Financial economics Systemic risk Bank regulation International Organization of Securities Commissions Basel Committee on Banking Supervision Basel II ICMA Basel Capital requirement Financial regulation International finance institutions Finance

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