ICSA - PDFSEARCH.IO - Document Search Engine

ICSA
Results: 329

#	Item
131	March 26, 2004 Doğan Cansizlar Chairman Sermaye Piyasasi Kurulu Capital Markets Board of Turkey Eskisehir Yolu - 8.km No: 156 Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Financial regulation International Organization of Securities Commissions Investor education
132	AML Principles for the Securities Industry These Principles have been adopted by ICSA members to further enhance anti- money laundering and terrorist financing compliance across ICSA members’ firms. These are high- le Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Tax evasion Crime Money laundering Terrorism financing Financial crimes Regulatory compliance Factoring Know your customer USA PATRIOT Act Title III Subtitle B Financial regulation Business Finance
133	May 4, 2009 Greg Tanzer Secretary General IOSCO C/OquendoMadrid Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Short selling Financial economics Financial system Short Arbitrage Late-2000s financial crisis Canadian securities regulation Naked short selling Financial markets Finance Financial regulation
134	Results of Survey on Proficiency Standards in ICSA Member Countries Requirements for Firms Required to Report to or Join: Regulators SRO1 Proficiency Standards Set by: Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Yes Abortion law Music
135	Microsoft Word - AFMA Revsed Draft ICSA Letter to Basel Committee.doc Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Financial markets Financial risk Central banks International finance institutions Financial crises Liquidity risk Market liquidity Basel Committee on Banking Supervision Systemic risk Economics Financial economics Finance
136	January 7, 2005 Mr. Philippe Richard IOSCO Secretary General OquendoMadrid Spain Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Securities market Business Economics Financial regulation International Organization of Securities Commissions ICMA
137	Microsoft Word - ICSA Letter Mutual Recognition.doc Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:08 Financial regulation Global financial system International finance International trade Credit rating agency Late-2000s financial crisis International Organization of Securities Commissions Commodity Futures Modernization Act Economics Economic history International economics
138	April 2, 2007 Michel Prada, President Autorité des marchés financiers 17 place de la BourseParis, Cedex 02 Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:03 ICMA Financial regulation International finance institutions International Organization of Securities Commissions
139	Microsoft Word - ICSA Fernandez FATCA Jul 2011_2_.docx Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:19:28 Offshore finance Economics Financial regulation 111th United States Congress Money laundering Foreign Account Tax Compliance Act Income tax in the United States Offshore bank Tax Finance International taxation Business
140	September 11, 2009 Greg Tanzer Secretary General IOSCO C/ OquendoMadrid Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:19:44 International finance institutions Financial regulation International Organization of Securities Commissions

UPDATE