ICSA

Results: 329



#Item
121Bonds / Fixed income securities / Structured finance / United States housing bubble / Securities / Securities Industry and Financial Markets Association / Asset-backed security / Securitization / Mortgage-backed security / Financial economics / Finance / Economics

Microsoft Word - FINAL G20 Letter March 09.doc

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:08
122Economics / International relations / Institute of Chartered Secretaries and Administrators / Financial regulation / International Organization of Securities Commissions / G-20 major economies

Microsoft Word - ICSA Letter to Lic. Marino re G20.doc

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:08
123Finance / Self-regulatory organizations / Financial markets / Securities / Financial services / International Organization of Securities Commissions / U.S. Securities and Exchange Commission / Securities regulation in the United States / Canadian securities regulation / Financial regulation / Financial economics / Financial system

ICSA International Council of Securities Associations Self-Regulation in Financial Markets: An Exploratory Survey ICSA Secretariat

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:05
124Anticipatory thinking / Business continuity planning / Collaboration / Business continuity / Data management / ICMA / Data center / Information security / BS 25999 / Emergency management / Concurrent computing / Management

Business Continuity Planning Guidelines for Securities Firms March 5, 2004 2

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:08
125Regulatory compliance / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Commodity Futures Trading Commission / Regulatory affairs / Law / Financial economics / Financial regulation / United States securities law / Legal professions

Microsoft Word - ICSA Letter to CFTC August 2012.doc

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-29 09:28:49
126Funds / Stock market / Financial markets / Finance / ICMA / Investor education / Investor / Security / Specialized investment fund / Financial economics / Investment / Economics

ICSA International Council of Securities Associations Principles and Best Practices for Investor Education January 15, 2004

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:08
127International taxation / International relations / Financial transaction tax / Financial regulation / International finance institutions / Financial Stability Board / Global financial system / Securities market / Economics / Taxation / International economics

November 1, 2011 Svein Andresen Secretary General Financial Stability Board Centralbahnplatz 2 CH-4002 Basel, Switzerland

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Source URL: www.icsa.bz

Language: English - Date: 2014-01-20 01:19:30
128Stock market / Corporate finance / Equity securities / Funds / Exchange-traded fund / Warrant / Collective investment scheme / Financial market / Preferred stock / Financial economics / Investment / Finance

Microsoft Word - ICSA EMC Introduction of New Products

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Source URL: www.icsa.bz

Language: English - Date: 2014-08-20 00:54:55
129Conflict of interest / Security / Investment banking / Financial economics / Law / Finance / Securities and Exchange Board of India Act / Financial regulation / International Organization of Securities Commissions / Stock market

May 25, 2007 Ms. Tillie Rijk IOSCO General Secretariat C/ OquendoMadrid Spain

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:09
130Law / Administrative law / Regulation / International Organization of Securities Commissions / Better Regulation Commission / ICMA / Financial regulation / Securities Commission / Canadian securities regulation / United Kingdom / Economy of the United Kingdom / Economics

DRAFT FOR ICSA - SB TO SEE THROUGH AND DISPATCH

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:09
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