Golub & Golub LLP / A.B. Watley / Hoffman Pollok LLP / Merrill Lynch / Smith Barney / Watley / New York Inc. / Smith 16 Barney/Citigroup / Lehman Brothers / /
Continent
America / /
Country
United States / /
Currency
USD / /
Event
Judicial Event / /
Facility
United States District Court / /
IndustryTerm
internal communications system / day trader / honest services / internal communications / /
Organization
Business and Securities Fraud Unit / Supreme Court / UNITED STATES SECURITIES AND EXCHANGE COMMISSION / Attorney’s Office / United States District Court for the Eastern District of New York / /
Person
ANDREW J. FRISCH / DAVID G. GHYSELS / Mark D. Cahn / DONNA R. NEWMAN / SUSAN G. KELLMAN / David C. James / THOMAS F.X. DUNN / ROBERT F. MALIN / Claire S. Kedeshian / Kenneth Mahaffy / SUSAN WOLFE / Brian Hull / Jeremy B. Sporn / HOPE H. AUGUSTINI / Sean Casey / Mitchell Alan Golub / Jay Amore / KENNETH E. MAHAFFY / JR. / Jacob H. Stillman / John Gleeson / Loretta E. Lynch / Michael Asaro / JAMES F. MCMAHON / /
Position
Attorney / counsel / Circuit Judge / Broker / Chief Executive Officer / Assistant United States Attorneys / defense counsel / consultant / Carpenter / General Counsel / Deputy Chief / staff attorney / day trader / lead prosecutor / Solicitor / compliance officer / Senior Litigation Counsel / representative / trader / Assistant United States Attorney / Judge / Under Carpenter / /
cr(L) United States v. Mahaffy, et al