Series 62 Corporate Securities / Series 82 Limited / Municipal Fund Securities Limited / Series 55 Limited / Financial Industry Regulatory Authority Inc. / Series 51 Municipal Fund Securities Limited / Series 17 Limited / /
Country
Canada / /
Currency
USD / /
IndustryTerm
member services / technology maintenance / qualification examinations through their networks / investment banking / /
Organization
North American Securities Administrators Association / National Futures Association / Federal Deposit Insurance Corporation / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / NASD / FINRA / Municipal Securities Rulemaking Board / /
Position
Supervisory Analyst / Equity Trader / Assistant Representative / Research Analyst / Compliance Official / Representative / Principal Sales Supervisor / Registered Representative / General / Order Processing Assistant / General Securities Sales Supervisor / /
SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAMarch 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven