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FICC
Results: 146

#	Item
81	Notice of Filing of a Proposed Rule Change to Trade Submission Requirements and Pre-Netting; Rel. No[removed]; File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-01 17:36:24 Finance Financial markets Depository Trust & Clearing Corporation First Issues Collectors Club Settlement Netting Clearing Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities
82	Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-16 13:52:20 Finance Central Securities Depositories Depository Trust & Clearing Corporation United States Securities and Exchange Commission First Issues Collectors Club ACT Securities Exchange Act Settlement U.S. Securities and Exchange Commission Securities Financial economics Financial system
83	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]March 24, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-26 09:34:42 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
84	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]July 8, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-09 10:12:21 Repurchase agreement First Issues Collectors Club United States securities law Short Securities Exchange Act Finance Financial economics Financial system
85	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Enhance the Repo Collateral Substitution Process of FICC’s Government Securities Division; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-30 11:15:18 Financial economics Repurchase agreement Margin First Issues Collectors Club Official bank rate Mark-to-market accounting Collateral Short Finance Financial markets Business
86	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 6, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-09 12:33:02 United States securities law First Issues Collectors Club 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission UBS Financial economics Finance Financial system
87	SRO FICC: Order Granting Approval of a Proposed Rule Change Relating to Establishment of a Cross-Margining Agreement with The Clearing Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-06 12:28:53 Financial markets Futures exchanges Securities Self-regulatory organizations Repurchase agreement First Issues Collectors Club Futures contract Clearing Margin Financial economics Investment Finance
88	Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-08 16:49:46 Stock market Corporate finance Business law Corporations law Equity securities Depository Trust & Clearing Corporation Clearing Corporation First Issues Collectors Club Securities Exchange Act Financial economics Business Financial system
89	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-21 16:00:48 Securities Exchange Act Generally Accepted Accounting Principles First Issues Collectors Club U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
90	Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve’s National Settlement System; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-02 13:42:49 Payment systems Finance Central Securities Depositories Depository Trust & Clearing Corporation Clearing Settlement Federal Reserve System Netting Bank Securities Financial economics Financial system

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