FICC - PDFSEARCH.IO - Document Search Engine

FICC
Results: 146

#	Item
71	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]December 13, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-15 11:43:35 Finance 73rd United States Congress United States Securities and Exchange Commission Securities First Issues Collectors Club Securities Exchange Act Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Financial system Financial economics United States securities law
72	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 6, 2013 Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-07 05:37:21 United States Securities and Exchange Commission Securities Exchange Act Settlement Federal Rules of Civil Procedure Financial economics Financial system Finance United States securities law Securities 73rd United States Congress
73	FICC: Order Granting Approval of a Proposed Rule Change to Amend the Rules of the Government Securities Division to Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-16 17:10:04 Business United States securities law United States Securities and Exchange Commission U.S. Securities and Exchange Commission Short Futures contract Securities Exchange Act Margin First Issues Collectors Club Finance Financial economics Financial markets
74	Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve’s National Settlement System; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-24 16:42:08 Finance Depository Trust & Clearing Corporation Clearing Settlement First Issues Collectors Club Federal Reserve System Bank UBS Financial economics Securities Financial system
75	Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-27 17:51:52 United States securities law Depository Trust & Clearing Corporation Securities First Issues Collectors Club UBS Securities Exchange Act Clearing Corporation Financial economics Finance Financial system
76	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]May 29, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule Change to Include trueEX L Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-29 20:06:53 Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Depository Trust & Clearing Corporation First Issues Collectors Club Securities Exchange Act Settlement Clearing house Financial economics Securities Financial system
77	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]October 26, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-27 10:01:58 Financial markets Futures exchanges Securities Self-regulatory organizations First Issues Collectors Club Repurchase agreement Futures contract Clearing Margin Financial economics Investment Finance
78	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 12, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to the Government S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-13 06:29:25 Taxation in the United States Taxation Withholding tax Income tax in the United States Financial economics IRS tax forms UBS Income tax Public economics Investment International taxation First Issues Collectors Club
79	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 16, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-17 11:34:00 U.S. Securities and Exchange Commission Securities Exchange Act UBS Finance Investment Financial economics First Issues Collectors Club
80	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 30, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relati Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-19 15:00:17 Financial regulation Business 73rd United States Congress Auditing Finance First Issues Collectors Club Securities Exchange Act Sarbanes–Oxley Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission United States corporate law

UPDATE