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FICC
Results: 146

#	Item
101	Order Approving Proposed Rule Change to Amend the Government Securities Division and the Mortgage-Backed Securities Division Membership Rules; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-03 17:48:46 United States securities law U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government First Issues Collectors Club 73rd United States Congress United States Securities and Exchange Commission
102	Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-18 14:28:53 Depository Trust & Clearing Corporation Securities First Issues Collectors Club ACT Securities Exchange Act Financial system Financial economics Finance
103	FICC: Notice of Filing of Proposed Rule Change to Institute Fines for Late Payment of Cash Obligations and Margin and to Institute Informal Hearing Procedures for Fine Disputes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-09 11:04:21 First Issues Collectors Club Securities Exchange Act UBS U.S. Securities and Exchange Commission Finance Investment Financial economics United States securities law
104	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 9, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-10 15:40:08 Securities Exchange Act Finance Repurchase agreement U.S. Securities and Exchange Commission Financial regulation Financial economics United States securities law United States Securities and Exchange Commission 73rd United States Congress
105	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FICC[removed]and SR-NSCC[removed]September 15, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-18 14:50:38 Financial markets Depository Trust & Clearing Corporation Securities First Issues Collectors Club ACT Margin Federal Reserve System Short UBS Financial economics Investment Finance
106	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]December 31, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-01 07:51:25 United States securities law United States Securities and Exchange Commission 73rd United States Congress Depository Trust & Clearing Corporation Securities Securities Exchange Act Repurchase agreement U.S. Securities and Exchange Commission Finance Financial economics Financial system
107	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 22, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to As Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-26 16:16:54 Investment Repurchase agreement Security First Issues Collectors Club Securities Exchange Act Settlement Financial economics Finance Securities
108	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 23, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Mortg Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-24 15:24:16 United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Financial system Financial economics Finance
109	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 28, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Make a T Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-29 07:44:07 United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act Repurchase agreement First Issues Collectors Club U.S. Securities and Exchange Commission Finance Financial economics Financial system
110	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 22, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-01 11:25:47 United States housing bubble United States securities law Securities 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission Fannie Mae Financial economics Finance Financial system

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