FICC

Results: 146



#Item
91First Issues Collectors Club / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Procedure for Fine Waivers and to Make Other Technical and Administrative Amendments; Rel. No[removed], File No. SR-FICC[removed]

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Language: English - Date: 2005-07-21 16:02:08
92United States Securities and Exchange Commission / Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Settlement / Financial economics / Financial regulation / Business / United States securities law / Securities / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 17, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a

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Language: English - Date: 2005-06-20 12:46:10
93Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Rules of Civil Procedure / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]December 20, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating

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Language: English - Date: 2004-12-22 13:12:21
94First Issues Collectors Club / Financial markets / United States securities law / U.S. Securities and Exchange Commission / UBS / Broker-dealer / Securities Exchange Act / Federal Reserve System / Financial economics / Investment / Finance

SRO FICC: Notice of Filing of Proposed Rule Change to Provide Interpretive Guidance to Members Regarding the Criteria Used to Place Members on Surveillance Status

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Language: English - Date: 2004-11-18 12:59:56
9573rd United States Congress / United States Securities and Exchange Commission / United States securities law / Futures contract / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 13, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Ac

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Language: English - Date: 2013-06-13 16:36:27
96Mortgage-backed security / Finance / Financial economics / Structured finance / Mortgage loan / Securities Exchange Act / Freddie Mac / Fannie Mae / United States housing bubble / Mortgage industry of the United States / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]November 22, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change to

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Language: English - Date: 2004-11-22 14:21:57
97United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities / First Issues Collectors Club / Securities Exchange Act / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]August 14, 2012 Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Proposed Change to Move the Time

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Language: English - Date: 2012-08-15 12:55:30
98First Issues Collectors Club / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Financial economics / Short / Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 15, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Establish a

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Language: English - Date: 2005-04-18 13:53:53
99Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 15, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to

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Language: English - Date: 2004-09-16 16:17:42
100Securities Exchange Act / Futures contract / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]March 28, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Change the

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Source URL: www.sec.gov

Language: English - Date: 2005-03-29 16:42:50
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