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F-100
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#	Item
491	To: SEC Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Re: SEC Proposed Rule – Regulation SCI SEC File No. S7-01-13; Release No[removed]Date: Monday, July 8 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 12:24:14 Security Crime prevention National security Computer network security Computer security Reliability engineering Software development process Software construction Software Software quality Software engineering Systems engineering
492	April 4, 2014 Secretariat of the Financial Stability Board c/o Bank of International Settlements CH-4002, Basel, Switzerland Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 11:01:04 Financial markets Financial services Financial risk Hedge fund Liquidity risk Private equity Futures contract Margin Derivative Financial economics Finance Investment
493	May 10, 2013 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-13 14:06:43 Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Direct Edge International Securities Exchange Chicago Stock Exchange NASDAQ NYSE Arca OMX Economy of the United States Self-regulatory organizations United States securities law
494	February 19, 2015 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 15:04:11 Stock market Options Clearing Corporation Dividend Short Stock Chicago Board Options Exchange Futures contract Financial economics Finance Financial system
495	Brent J. Fields, Secretary Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed]Re: Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (RIN 323 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 11:58:13 Independent Community Bankers of America Economy of the United States Bank holding company Finance Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Banking Community bank U.S. Securities and Exchange Commission
496	December 3, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 10:48:07 Financial services Bear Stearns Prime brokerage Structured investment vehicle Hedge fund Collective investment scheme Nuveen Investments Securitization Separately managed account Financial economics Investment Finance
497	October 30, 2013 Ms. Elizabeth Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-30 17:35:41 Financial services Institutional investors Financial markets Hedge fund Investment management Mutual fund Financial adviser Private equity Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
498	November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 11:11:00 Funds Financial services Collective investment schemes Financial markets Hedge fund Exchange-traded fund Mutual fund Asset allocation Office of Financial Research Financial economics Investment Finance
499	July 8, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 11:38:39 Business Financial economics Finance Financial regulation Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities market United States securities law 73rd United States Congress United States Securities and Exchange Commission
500	July 8, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 11:46:22 Futures contract Finance Business Economics Financial Information eXchange Market data Validation

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