F-100

Results: 2524



#Item
481Financial system / Finance / Options Clearing Corporation / Securities Exchange Act / Financial economics

March 3, 2015 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-03-04 08:59:47
482Business / Anticipatory thinking / Business continuity planning / Collaboration / Risk management / Risk / Actuarial science / Management / Ethics

September 25, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]RE:

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 15:51:36
483Financial services / Funds / Financial markets / Institutional investors / Hedge fund / Collective investment scheme / Mutual fund / Exchange-traded fund / Asset allocation / Financial economics / Investment / Finance

November 1, 2013 Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re:

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Source URL: www.sec.gov

Language: English - Date: 2013-11-04 10:27:06
484United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / Government / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / United States securities law / Financial regulation / 73rd United States Congress

June 28, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-06-28 14:23:27
485Stock market / Economics / Options Clearing Corporation / Dividend / BATS Global Markets / Stock / Equity / Chicago Board Options Exchange / Financial economics / Finance / Equity securities

February 19, 2015 Brent Fields Secretary Securities and Exchange Commission 100 F. Street N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 12:13:20
486Securities / Financial markets / Stock market / Financial regulation / Depository Trust & Clearing Corporation / T+3 / Dodd–Frank Wall Street Reform and Consumer Protection Act / Settlement / Futures contract / Financial economics / Finance / Financial system

February 11, 2015 By Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2015-02-13 10:24:46
487U.S. Securities and Exchange Commission / Financial analyst / Business / Money / Technology / Finance / Crowd funding / SecondMarket

March 2, 2015 The Honorable Mary Jo White Chairman U.S Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2015-03-04 11:20:58
488Private law / Financial economics / Management / Equity securities / Corporate governance / Proxy statement / Proxy fight / Board of directors / Stock / Corporations law / Business / Stock market

February 17, 2015 SEC Investor Advisory Committee Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2015-02-18 10:54:25
489Financial system / Financial markets / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Alternative Trading Systems / Securities Industry and Financial Markets Association / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Stock market

July 8, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 15:03:36
490Stock market / Business / 73rd United States Congress / United States securities law / Investment / Regulation D / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial economics / Finance

March 2, 2015 Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 11:46:21
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