F-100

Results: 2524



#Item
461United States securities law / Financial regulation / 73rd United States Congress / Investment / Stock market / Regulation D / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Financial economics / United States Securities and Exchange Commission / Finance

March 2, 2015 U.S Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Brent J. Fields Secretary, Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 11:44:11
462Hedge fund / Regulation D / Accredited investor / Investment Company Act / Institutional investor / U.S. Securities and Exchange Commission / Collective investment scheme / Securities Exchange Act / SEC filing / Financial economics / Investment / Finance

March 2, 2015 Via Electronic Filing: Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 11:47:48
463United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Bonds / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Securities Exchange Act / Elisse B. Walter / Securities Act / Financial economics / Investment / Financial system

April 25, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-04-26 11:52:52
464Financial markets / Late-2000s financial crisis / Systemic risk / Institutional investors / Office of Financial Research / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Mutual fund / Committee on Capital Markets Regulation / Financial economics / Economics / Investment

November 1, 2013 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-11-01 14:04:28
465Investment / High-frequency trading / Flash Crash / Algorithmic trading / Stock market / Market maker / Market data / Short / Proprietary trading / Financial markets / Financial economics / Finance

July[removed]Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 11:51:58
466Private law / Management / Democracy / Elections / Proxy voting / Proxy fight / Board of directors / Activist shareholder / Business Roundtable / Corporations law / Business / Corporate governance

February 18, 2015 The Honorable Mary Jo White Chair U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 15:40:40
467Finance / Financial services / Financial adviser / Asset allocation / Investment management / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Collective investment scheme / BlackRock / Financial economics / Investment / Economics

November 1, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-11-01 16:15:19
468Financial system / Finance / Options Clearing Corporation / Financial economics / Exercise

March 3, 2015 Brent Fields Secretary Securities and Exchange Commission 100 F. Street N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 17:28:50
469Financial markets / Financial services / Financial risk / Funds / Investment management / Financial crisis / Asset allocation / Collective investment scheme / Late-2000s financial crisis / Financial economics / Economics / Investment

4 December 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-12-05 10:56:39
470Systemic risk / Financial markets / Investment / Late-2000s financial crisis / Financial services / Office of Financial Research / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial crisis / Financial economics / Economics / Finance

November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-11-04 11:07:11
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