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Results: 1411

#	Item
741	Microsoft Word - Ketchum _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-07 12:35:54 NASDAQ U.S. Securities and Exchange Commission New York Stock Exchange United States NYSE Euronext Financial Industry Regulatory Authority Economy of the United States Ketchum New York City
742	Microsoft Word - WallStrpt9-07.doc Add to Reading List Source URL: www.osc.state.ny.us Language: English - Date: 2014-05-10 02:49:51 Investment banks Subprime mortgage crisis Goldman Sachs Rockefeller Center Lehman Brothers Investment banking NYSE Euronext Sarbanes–Oxley Act Wall Street Investment Finance Primary dealers
743	SROs Select Short List Bids for the Consolidated Audit Trail JULY 1, 2014 – The national securities exchanges and FINRA (collectively, the self-regulatory organizations, or SROs) have selected six bids from the list of Add to Reading List Source URL: boxexchange.com Language: English - Date: 2014-07-02 10:27:21 U.S. Securities and Exchange Commission Financial Industry Regulatory Authority NASDAQ International Securities Exchange Chicago Stock Exchange Chicago Board Options Exchange OMX NYSE Arca Direct Edge Economy of the United States Self-regulatory organizations NYSE Euronext
744	Comment Letter on Circuit Breaker Rulemaking Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 09:51:04 Investment Stock market Commodity Futures Trading Commission Mary Schapiro Euronext Futures contract Chicago Mercantile Exchange New York Stock Exchange Flash Crash NYSE Euronext Financial economics Futures exchanges
745	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 24, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Action Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-27 09:07:31 IntercontinentalExchange Euronext New York Stock Exchange NYSE Arca Financial services OTE Securities Exchange Act NYSE Euronext Economy of the United States New York City
746	DOCX Document Add to Reading List Source URL: www.justice.gov Language: English - Date: 2011-05-23 12:45:58 Business Stock market NASDAQ IntercontinentalExchange Euronext New York Stock Exchange Stock exchange Algorithmic trading London Stock Exchange NYSE Euronext Economy of the United States New York City
747	Comments on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-16 10:46:12 United States securities law OMX Economy of New York City NASDAQ NYSE Euronext Securities Exchange Act Direct Edge U.S. Securities and Exchange Commission Chicago Stock Exchange Economy of the United States Stock market New York City
748	NYSE Euronext 20 Broad Street I 10th Floor New York I NY[removed]t[removed]f[removed]LIFFE USA Limited I Registered in England and Wales no[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:20:23 Financial markets United States Securities and Exchange Commission United States securities law Corporate crime U.S. Securities and Exchange Commission Rule 144A Broker-dealer Futures contract Christopher Cox Financial economics Financial system Finance
749	Testimony of Joseph Mecane Executive Vice President and Chief Administrative Officer, NYSE Euronext U.S. Securities Exchange Commission Securities Lending and Short Sale Roundtable September 30, 2009 Chairman Schapiro an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-28 18:59:46 Financial system United States securities law New York Stock Exchange Securities Exchange Act Euronext NYSE Arca Naked short selling U.S. Securities and Exchange Commission Derivative Financial economics NYSE Euronext Finance
750	Microsoft Word - SIFMA Letter re SR-NYSE[removed]NetCoalition petition[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-06 16:16:37 Economy of the United States Financial economics United States securities law Investment NYSE Arca Regulation NMS New York Stock Exchange Securities Exchange Act Market data United States Securities and Exchange Commission Financial markets NYSE Euronext

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